Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/05/23?limit=200&registers=between&mode=atom 2024-11-30T12:05:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12472.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12472 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12472.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12452.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute an Excess Order Fee 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12452 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12452.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12451.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute an Excess Order Fee 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12451 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12451.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12445.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12445 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12445.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12444.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the BOX Fee Schedule In Effect While BOX Was a Facility of the Exchange 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12444 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12444.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12443.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12443 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12443.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12442.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12442 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12442.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12441.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Grandfathered Rules, BOX Trading Rules, BX By-Laws, BX Rules and Remove the BOXR Operating Agreement and By-Laws 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12441 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12441.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12440.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Adoption of a Disaster Recovery Rule 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12440 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12440.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12439.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 2013 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12439 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12439.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-12438.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 2013 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-12438 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-12438.pdf https://regulations.justia.com/regulations/fedreg/2012/05/23/2012-10562.html Rule - Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant” 2012-05-23T00:00:00-07:00 2012-05-23T00:00:00-07:00 2012-10562 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-05-23/pdf/2012-10562.pdf