Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/05/18?limit=200&registers=between&mode=atom 2025-02-25T15:51:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12208.html Notice - In the Matter of QPC Lasers, Inc., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp.; Order of Suspension of Trading 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12208 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12208.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12206.html Notice - Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.; Order of Suspension of Trading 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12206 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12206.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12058.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether to Disapprove Proposed Rule Changes To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and To Permit Designated Market Makers and Floor Brokers Access To Disaggregated Order Information 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12058 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12058.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12037.html Notice - Submission for OMB Review; Comment Request 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12037 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12037.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12036.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols and Equity Options Fees 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12036 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12036.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12035.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund Which List and Trade Under the Symbol SPY 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12035 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12035.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12034.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of a New Options Market, NASDAQ OMX BX Options 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12034 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12034.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12033.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rules Based on the Boston Options Exchange Group, LLC (“BOX Group”) Rules and Recent BOX Group Rule Filings 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12033 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12033.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12032.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Fee Schedule For Trading on BOX 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12032 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12032.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12031.html Notice - Dodd-Frank Investor Advisory Committee 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12031 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12031.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12019.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE Amex LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the International Securities Exchange LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, the BOX Options Exchange LLC, NASDAQ OMX BX, Inc. and the NASDAQ OMX PHLX, Inc. Concerning Options-Related Market Surveillance 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12019 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12019.pdf https://regulations.justia.com/regulations/fedreg/2012/05/18/2012-12018.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the BATS Exchange, Inc., BOX Options Exchange, LLC, the Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Amex LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX, Inc. Concerning Options-Related Sales Practice Matters 2012-05-18T00:00:00-07:00 2012-05-18T00:00:00-07:00 2012-12018 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-18/pdf/2012-12018.pdf