Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/05/17?limit=200&registers=between&mode=atom 2024-12-17T21:33:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-12093.html Notice - Sunshine Act Meeting 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-12093 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-12093.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-12020.html Notice - Sunshine Act Meeting 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-12020 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-12020.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11962.html Notice - Order of Suspension of Trading; In the Matter of 1-800-ATTORNEY, Inc., et al. 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11962 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11962.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11931.html Notice - Order Granting Application of BOX Options Exchange, LLC for a Limited Exemption From Exchange Act Rule 10b-10(a)(2)(i)(A) Pursuant to Rule 10b-10(f) 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11931 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11931.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11930.html Notice - Van Eck VIP Trust, et al.; Notice of Application 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11930 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11930.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11929.html Notice - Submission for OMB Review; Comment Request 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11929 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11929.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11928.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading the Global Alpha & Beta ETF Pursuant to NYSE Arca Equities Rule 8.600 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11928 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11928.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11927.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish “Benchmark Orders” Under NASDAQ Rule 4751(f) 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11927 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11927.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11926.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11926 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11926.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11925.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11925 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11925.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11924.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add the BOX Options Exchange LLC as a Participant 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11924 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11924.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11916.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11916 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11916.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11915.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the PHLX Depth of Market Data Product 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11915 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11915.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11914.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc. 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11914 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11914.pdf https://regulations.justia.com/regulations/fedreg/2012/05/17/2012-11913.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(1), the Exchange's “Other Securities” Listing Standard, To Delete a Provision Providing That If a Security Listed Under the Rule Contains Redemption Provisions, the Redemption Price Must Be at Least $3.00 Per Unit 2012-05-17T00:00:00-07:00 2012-05-17T00:00:00-07:00 2012-11913 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-17/pdf/2012-11913.pdf