<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/05/16?registers=between Sun, 24 Nov 2024 08:33:53 -0800 Sun, 24 Nov 2024 08:33:53 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/05/16?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change With Respect to the Authority of NASDAQ or NASDAQ Execution Services To Cancel Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11819.html https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11819.html Wed, 16 May 2012 00:00:00 -0700 2012-11819 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11819.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Amend NYSE Arca Equities Rule 7.45 To Address the Authority of NYSE Arca or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and Describe the Operation of an Error Account for Archipelago Securities https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11797.html https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11797.html Wed, 16 May 2012 00:00:00 -0700 2012-11797 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11797.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees and Rebates for Complex Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11796.html https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11796.html Wed, 16 May 2012 00:00:00 -0700 2012-11796 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11796.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees and Rebates for Certain Complex Orders Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11795.html https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11795.html Wed, 16 May 2012 00:00:00 -0700 2012-11795 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11795.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Equities Price List for Certain Fees Relating To Transactions in Exchange-Listed Securities and Trading Pursuant to Unlisted Trading Privileges of Securities Listed on the Nasdaq Stock Market LLC https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11794.html https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11794.html Wed, 16 May 2012 00:00:00 -0700 2012-11794 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11794.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Purpose of, and Statutory Basis for, the May 1, 2012 Changes to the NSX Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11793.html https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11793.html Wed, 16 May 2012 00:00:00 -0700 2012-11793 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11793.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add BOX Options Exchange LLC as a Party Thereto https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11792.html https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11792.html Wed, 16 May 2012 00:00:00 -0700 2012-11792 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11792.pdf