Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/05/16?limit=200&registers=between&mode=atom 2024-11-24T08:45:04-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11819.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change With Respect to the Authority of NASDAQ or NASDAQ Execution Services To Cancel Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account 2012-05-16T00:00:00-07:00 2012-05-16T00:00:00-07:00 2012-11819 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11819.pdf https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11797.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Amend NYSE Arca Equities Rule 7.45 To Address the Authority of NYSE Arca or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and Describe the Operation of an Error Account for Archipelago Securities 2012-05-16T00:00:00-07:00 2012-05-16T00:00:00-07:00 2012-11797 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11797.pdf https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11796.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees and Rebates for Complex Orders Executed on the Exchange 2012-05-16T00:00:00-07:00 2012-05-16T00:00:00-07:00 2012-11796 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11796.pdf https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11795.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees and Rebates for Certain Complex Orders Traded on the Exchange 2012-05-16T00:00:00-07:00 2012-05-16T00:00:00-07:00 2012-11795 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11795.pdf https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11794.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Equities Price List for Certain Fees Relating To Transactions in Exchange-Listed Securities and Trading Pursuant to Unlisted Trading Privileges of Securities Listed on the Nasdaq Stock Market LLC 2012-05-16T00:00:00-07:00 2012-05-16T00:00:00-07:00 2012-11794 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11794.pdf https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11793.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Purpose of, and Statutory Basis for, the May 1, 2012 Changes to the NSX Fee and Rebate Schedule 2012-05-16T00:00:00-07:00 2012-05-16T00:00:00-07:00 2012-11793 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11793.pdf https://regulations.justia.com/regulations/fedreg/2012/05/16/2012-11792.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add BOX Options Exchange LLC as a Party Thereto 2012-05-16T00:00:00-07:00 2012-05-16T00:00:00-07:00 2012-11792 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-16/pdf/2012-11792.pdf