Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-27T05:01:20-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10512.htmlNotice - Sunshine Act Meeting2012-04-30T00:00:00-07:002012-04-30T00:00:00-07:002012-10512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10512.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10308.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating To Remove Functionality in the Government Securities Division's Rules That Is No Longer Utilized by Participants2012-04-30T00:00:00-07:002012-04-30T00:00:00-07:002012-10308Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10308.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10307.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC2012-04-30T00:00:00-07:002012-04-30T00:00:00-07:002012-10307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10307.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10299.htmlNotice - Northern Trust Investments, Inc., et al.; Notice of Application2012-04-30T00:00:00-07:002012-04-30T00:00:00-07:002012-10299Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10299.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10291.htmlNotice - Submission for OMB Review; Comment Request2012-04-30T00:00:00-07:002012-04-30T00:00:00-07:002012-10291Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10291.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10290.htmlNotice - GPS Funds I, et al.; Notice of Application2012-04-30T00:00:00-07:002012-04-30T00:00:00-07:002012-10290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10290.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/27/2012-10180.htmlNotice - Praxis Mutual Funds and Everence Community Investments, Inc.; Notice of Application2012-04-27T00:00:00-07:002012-04-27T00:00:00-07:002012-10180Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-27/pdf/2012-10180.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/27/2012-10160.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SQF and BONO Port Fees and Account Fees2012-04-27T00:00:00-07:002012-04-27T00:00:00-07:002012-10160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-27/pdf/2012-10160.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/27/2012-10159.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Regarding Clearing Member Anti-Money Laundering Programs2012-04-27T00:00:00-07:002012-04-27T00:00:00-07:002012-10159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-27/pdf/2012-10159.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/27/2012-10158.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Huntington US Equity Rotation Strategy ETF and Huntington EcoLogical Strategy ETF Under NYSE Arca Equities Rule 8.6002012-04-27T00:00:00-07:002012-04-27T00:00:00-07:002012-10158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-27/pdf/2012-10158.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/27/2012-10157.htmlNotice - Advisors Series Trust and Orinda Asset Management, LLC; Notice of Application2012-04-27T00:00:00-07:002012-04-27T00:00:00-07:002012-10157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-27/pdf/2012-10157.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10028.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revised DCO Rules2012-04-26T00:00:00-07:002012-04-26T00:00:00-07:002012-10028Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10028.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10027.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Order Approving Proposed Rule Change To Amend Registration, Qualification, and Continuing Education Requirements for Associated Persons2012-04-26T00:00:00-07:002012-04-26T00:00:00-07:002012-10027Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10027.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10026.htmlNotice - Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions2012-04-26T00:00:00-07:002012-04-26T00:00:00-07:002012-10026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10026.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10025.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2012-04-26T00:00:00-07:002012-04-26T00:00:00-07:002012-10025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10025.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/25/2012-9969.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Specify How the Immediate-or-Cancel Time-in-Force Instructions Are Applicable to an MPL Order2012-04-25T00:00:00-07:002012-04-25T00:00:00-07:002012-9969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-25/pdf/2012-9969.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/25/2012-9938.htmlNotice - Proposed Collection; Comment Request2012-04-25T00:00:00-07:002012-04-25T00:00:00-07:002012-9938Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-25/pdf/2012-9938.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/25/2012-9937.htmlNotice - Proposed Extension of Existing Collection; Comment Request2012-04-25T00:00:00-07:002012-04-25T00:00:00-07:002012-9937Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-25/pdf/2012-9937.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/25/2012-9929.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in Which SIX Swiss Exchange AG Will Transfer Its Interest in ISE Holdings, Inc. to a Newly Formed Swiss Corporation, Eurex Global Derivatives AG2012-04-25T00:00:00-07:002012-04-25T00:00:00-07:002012-9929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-25/pdf/2012-9929.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/25/2012-9840.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA2012-04-25T00:00:00-07:002012-04-25T00:00:00-07:002012-9840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-25/pdf/2012-9840.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/24/2012-9933.htmlNotice - Sunshine Act Meeting; Notice2012-04-24T00:00:00-07:002012-04-24T00:00:00-07:002012-9933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-24/pdf/2012-9933.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/24/2012-9795.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Alternative to the $4 Per Share Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 Closing Price Per Share or $3 Closing Price Per Share, if Certain Other Listing Requirements are Met2012-04-24T00:00:00-07:002012-04-24T00:00:00-07:002012-9795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-24/pdf/2012-9795.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/24/2012-9772.htmlNotice - Beverly Hills Bancorp Inc.; Notice of Application2012-04-24T00:00:00-07:002012-04-24T00:00:00-07:002012-9772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-24/pdf/2012-9772.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/24/2012-9771.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security2012-04-24T00:00:00-07:002012-04-24T00:00:00-07:002012-9771Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-24/pdf/2012-9771.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/24/2012-9769.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule To Provide That One Hundred Percent (100%) of the Initial Margin Requirement for Client-Related Positions Cleared in a Clearing Participant's Customer Account Origin May Be Satisfied by a Clearing Participant Utilizing US Treasuries2012-04-24T00:00:00-07:002012-04-24T00:00:00-07:002012-9769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-24/pdf/2012-9769.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/23/2012-9663.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Peritus High Yield ETF2012-04-23T00:00:00-07:002012-04-23T00:00:00-07:002012-9663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-23/pdf/2012-9663.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/23/2012-9629.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 107B To Add a Class of Supplemental Liquidity Providers That Are Registered as Market Makers at the Exchange2012-04-23T00:00:00-07:002012-04-23T00:00:00-07:002012-9629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-23/pdf/2012-9629.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/23/2012-9628.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 107B To Add a Class of Supplemental Liquidity Providers That Are Registered as Market Makers at the Exchange2012-04-23T00:00:00-07:002012-04-23T00:00:00-07:002012-9628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-23/pdf/2012-9628.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9593.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)2012-04-20T00:00:00-07:002012-04-20T00:00:00-07:002012-9593Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9593.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9529.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2012-04-20T00:00:00-07:002012-04-20T00:00:00-07:002012-9529Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9529.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9528.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.2012012-04-20T00:00:00-07:002012-04-20T00:00:00-07:002012-9528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9528.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9527.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Facilitate Changing its Methodology for Calculation of the “Cash Mark-to-Market” Performance Bonds for Cleared OTC FX Swaps From SPAN® to HVaR2012-04-20T00:00:00-07:002012-04-20T00:00:00-07:002012-9527Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9527.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9526.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2012-04-20T00:00:00-07:002012-04-20T00:00:00-07:002012-9526Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9526.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9525.htmlNotice - Sunshine Act Meeting2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9525Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9525.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9417.htmlNotice - Submission for OMB Review; Comment Request2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9417Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9417.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9416.htmlNotice - Submission for OMB Review; Comment Request2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9416Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9416.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9415.htmlNotice - Submission for OMB Review; Comment Request2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9415.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9414.htmlNotice - Submission for OMB Review; Comment Request2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9414.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9413.htmlNotice - Submission for OMB Review; Comment Request2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9413Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9413.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9412.htmlNotice - Submission for OMB Review; Comment Request2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9412.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9411.htmlNotice - Submission for OMB Review; Comment Request2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9411.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9410.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(t) To Provide for Limit-on-Open Orders and Market-on-Open Orders2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9410.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9409.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(4) To Make Passive Liquidity Orders in Exchange-Listed Securities Available to All Users, Regardless of Whether a Lead Market Maker Is Assigned to the Security2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9409.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9408.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its “List of Equities Rule Violations and Fines Applicable Thereto”2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9408.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9407.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 10142012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9407Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9407.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9406.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9406Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9406.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9405.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9405.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9404.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders2012-04-19T00:00:00-07:002012-04-19T00:00:00-07:002012-9404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9404.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9342.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change To Amend BATS Exchange, Inc. Rule 2.12 To Make Permanent the Pilot Program That Permits BATS Exchange, Inc. To Receive Inbound Routes of Equities Orders Through BATS Trading, Inc., BATS Exchange's Routing Broker-Dealer, From BATS-Y Exchange, Inc.2012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9342Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9342.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9341.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Approving a Proposed Rule Change To Amend BATS Y-Exchange, Inc. Rule 2.12 to Make Permanent the Pilot Program That Permits BATS Y-Exchange, Inc. To Receive Inbound Routes of Equities Orders Through BATS Trading, Inc., BATS Y-Exchange's Routing Broker-Dealer, From BATS Exchange, Inc.2012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9341Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9341.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9290.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FINRA Fees2012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9290.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9289.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Recent Changes to FINRA Rules 7440 and 7450, and To Adopt Recent Changes to FINRA Rule 5320 by Amending Commentary .02 to NYSE Arca Equities Rule 5320 To Require That ETP Holders Report to the Order Audit Trail System Information Barriers Put Into Place by the ETP Holder in Reliance on Commentary .02 to NYSE Arca Equities Rule 53202012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9289Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9289.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9288.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Recent Changes to FINRA Rules 7440 and 7450, and To Adopt Recent Changes to FINRA Rule 5320 by Amending Supplementary Material .02 to NYSE Rule 5320 To Require That Member Organizations Report to the Order Audit Trail System Information Barriers Put Into Place by the Member Organization in Reliance on Supplementary Material .02 to NYSE Rule 53202012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9288Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9288.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9287.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Recent Changes to FINRA Rules 7440 and 7450, and To Adopt Recent Changes to FINRA Rule 5320 by Amending Supplementary Material .02 to NYSE Amex Equities Rule 5320 To Require that Member Organizations Report to the Order Audit Trail System Information Barriers Put Into Place by the Member Organization in Reliance on Supplementary Material .02 to NYSE Amex Equities Rule 53202012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9287Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9287.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9286.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9286Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9286.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9285.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend an Existing Fee Cap Program and Related Service Fee2012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9285Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9285.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9284.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter V, Section 16 of the BOX Trading Rules2012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9284Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9284.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9283.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates2012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9283Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9283.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9282.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing Certain Rebates and Taker Fees for Complex Orders in Options on the SPDR® S&P500® ETF Trust2012-04-18T00:00:00-07:002012-04-18T00:00:00-07:002012-9282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9282.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9304.htmlNotice - Sunshine Act Meeting2012-04-17T00:00:00-07:002012-04-17T00:00:00-07:002012-9304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9304.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9302.htmlNotice - City Capital Corporation; Order of Suspension of Trading2012-04-17T00:00:00-07:002012-04-17T00:00:00-07:002012-9302Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9302.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9143.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps and Related Interbank Rates for Clearing2012-04-17T00:00:00-07:002012-04-17T00:00:00-07:002012-9143Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9143.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9142.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Make a Technical Correction to the Rule Relating to the Calculation of Funds-Only Settlement Amounts for Repo Brokers2012-04-17T00:00:00-07:002012-04-17T00:00:00-07:002012-9142Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9142.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9141.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2012-04-17T00:00:00-07:002012-04-17T00:00:00-07:002012-9141Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9141.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9140.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule2012-04-17T00:00:00-07:002012-04-17T00:00:00-07:002012-9140Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9140.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9139.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 47512012-04-17T00:00:00-07:002012-04-17T00:00:00-07:002012-9139Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9139.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9170.htmlNotice - AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp; Order of Suspension of Trading2012-04-16T00:00:00-07:002012-04-16T00:00:00-07:002012-9170Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9170.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9013.htmlNotice - Huntington Asset Advisors, Inc., et al.; Notice of Application2012-04-16T00:00:00-07:002012-04-16T00:00:00-07:002012-9013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9013.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9012.htmlNotice - Submission for OMB Review; Comment Request2012-04-16T00:00:00-07:002012-04-16T00:00:00-07:002012-9012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9012.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9011.htmlNotice - Submission for OMB Review; Comment Request2012-04-16T00:00:00-07:002012-04-16T00:00:00-07:002012-9011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9011.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9010.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS2012-04-16T00:00:00-07:002012-04-16T00:00:00-07:002012-9010Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9010.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9009.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Amendments to Its Price List To Raise the Supplemental Liquidity Provider Rebate and Raise the NYSE Crossing Session II Rate and Fee Cap2012-04-16T00:00:00-07:002012-04-16T00:00:00-07:002012-9009Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9009.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/13/2012-8880.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 13024 of the Code of Arbitration Procedure for Industry Disputes To Preclude Collective Action Claims From Being Arbitrated2012-04-13T00:00:00-07:002012-04-13T00:00:00-07:002012-8880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-13/pdf/2012-8880.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/13/2012-8879.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With Revisions to CFTC Regulations Governing Derivatives Clearing Organizations2012-04-13T00:00:00-07:002012-04-13T00:00:00-07:002012-8879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-13/pdf/2012-8879.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/13/2012-8878.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals2012-04-13T00:00:00-07:002012-04-13T00:00:00-07:002012-8878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-13/pdf/2012-8878.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/13/2012-8877.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Quarterly Trading Requirements Applicable to Registered Options Traders2012-04-13T00:00:00-07:002012-04-13T00:00:00-07:002012-8877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-13/pdf/2012-8877.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8839.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to FLEX Options2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8839.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8838.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees and Rebates in Penny Pilot Options2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8838.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8796.htmlNotice - Proposed Collection; Comment Request2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8796.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8795.htmlNotice - Proposed Collection; Comment Request2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8795.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8794.htmlNotice - Proposed Collection; Comment Request2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8794.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8793.htmlNotice - Proposed Extension of Existing Collection; Comment Request2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8793.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8792.htmlNotice - Proposed Collection; Comment Request2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8792.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8790.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Membership Qualifications2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8790Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8790.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8789.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8789.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8788.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGA Rule 11.22 Requiring Members To Input Accurate Information Into the System2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8788.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8787.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8787.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8786.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8786Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8786.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8785.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule 11.22 Requiring Members To Input Accurate Information Into the System2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8785Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8785.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8784.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating To Stock-Option Orders2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8784.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8783.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Stock-Option Orders2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8783Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8783.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8782.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Rule 476A To Update its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A”2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8782Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8782.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8781.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates for Adding and Removing Liquidity in SPY2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8781.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8780.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8780.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8779.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8779Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8779.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8778.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing of Non-Customer Orders2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8778.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8717.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund Under NYSE Arca Equities Rule 8.6002012-04-11T00:00:00-07:002012-04-11T00:00:00-07:002012-8717Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8717.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8715.htmlNotice - Submission for OMB Review; Comment Request2012-04-11T00:00:00-07:002012-04-11T00:00:00-07:002012-8715Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8715.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8712.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Investor Support Program and the Extended Hours Investor Program Under Rule 7014 and To Amend the Liquidity Provider Rebate Schedule Under Rule 70182012-04-11T00:00:00-07:002012-04-11T00:00:00-07:002012-8712Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8712.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8711.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Route-Out Fee for Priority Customer Orders and Modify the Rebate for Primary Market Makers That Send Intermarket Sweep Orders2012-04-11T00:00:00-07:002012-04-11T00:00:00-07:002012-8711Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8711.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8709.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct Hyperlink in Rule 5.5A2012-04-11T00:00:00-07:002012-04-11T00:00:00-07:002012-8709Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8709.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8708.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to Rescinding a Policy Interpretation Affecting Certain Adjustments2012-04-11T00:00:00-07:002012-04-11T00:00:00-07:002012-8708Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8708.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8714.htmlNotice - Sunshine Act Meeting2012-04-10T00:00:00-07:002012-04-10T00:00:00-07:002012-8714Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8714.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8581.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Transaction Execution Fee and Credit Schedule2012-04-10T00:00:00-07:002012-04-10T00:00:00-07:002012-8581Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8581.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8580.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Re-Organize NASDAQ's Rules Governing the Fees Applicable to NASDAQ's Depth-of-Book Market Data2012-04-10T00:00:00-07:002012-04-10T00:00:00-07:002012-8580Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8580.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8522.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additions to the Schedule of Fees2012-04-10T00:00:00-07:002012-04-10T00:00:00-07:002012-8522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8522.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8521.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons2012-04-10T00:00:00-07:002012-04-10T00:00:00-07:002012-8521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8521.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8520.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit LLC Rules To Provide for Clearing of the Markit CDX North American High Yield Series 15 Credit Default Swap Contracts Maturing on December 20, 20132012-04-10T00:00:00-07:002012-04-10T00:00:00-07:002012-8520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8520.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8463.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8463.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8462.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Applicable to Non-Display Usage of Certain NASDAQ Depth-of-Book Market Data2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8462Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8462.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8461.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Customer Routing Fees2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8461Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8461.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8433.htmlNotice - Submission for OMB Review; Comment Request2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8433Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8433.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8432.htmlNotice - Submission for OMB Review; Comment Request2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8432Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8432.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8431.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Newly Listed Indexes2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8431.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8430.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8430Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8430.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8429.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Trading Floor Booth Fees and Policy2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8429.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8428.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security (“Mini-Options Contracts”) and Implementing Rule Text Necessary to Distinguish Mini-Options Contracts From Option Contracts Overlying 100 Shares of a Security (“Standard Contracts”)2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8428Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8428.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8427.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8427.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8426.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System2012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8426.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8425.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund Under NYSE Arca Equities Rule 8.2002012-04-09T00:00:00-07:002012-04-09T00:00:00-07:002012-8425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8425.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8361.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc.2012-04-06T00:00:00-07:002012-04-06T00:00:00-07:002012-8361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8361.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8360.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc.2012-04-06T00:00:00-07:002012-04-06T00:00:00-07:002012-8360Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8360.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8348.htmlProposed Rule - Investment Company Advertising: Target Date Retirement Fund Names and Marketing2012-04-06T00:00:00-07:002012-04-06T00:00:00-07:002012-8348Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8348.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8271.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account2012-04-06T00:00:00-07:002012-04-06T00:00:00-07:002012-8271Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8271.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8270.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules2012-04-06T00:00:00-07:002012-04-06T00:00:00-07:002012-8270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8270.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8269.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account2012-04-06T00:00:00-07:002012-04-06T00:00:00-07:002012-8269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8269.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8262.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402012-04-06T00:00:00-07:002012-04-06T00:00:00-07:002012-8262Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8262.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8261.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the FLEX No Minimum Value Pilot Program2012-04-06T00:00:00-07:002012-04-06T00:00:00-07:002012-8261Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8261.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8260.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending the NYSE Amex Equities Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes2012-04-06T00:00:00-07:002012-04-06T00:00:00-07:002012-8260Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8260.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8259.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes2012-04-06T00:00:00-07:002012-04-06T00:00:00-07:002012-8259Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8259.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8205.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Fee Pilot Program for NASDAQ Last Sale2012-04-05T00:00:00-07:002012-04-05T00:00:00-07:002012-8205Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8205.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8173.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Trading Rules Regarding the Short Term Option Series Program2012-04-05T00:00:00-07:002012-04-05T00:00:00-07:002012-8173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8173.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8172.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees2012-04-05T00:00:00-07:002012-04-05T00:00:00-07:002012-8172Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8172.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8171.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Establish an Automated Improvement Mechanism and a Solicitation Auction Mechanism for FLEX Options2012-04-05T00:00:00-07:002012-04-05T00:00:00-07:002012-8171Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8171.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8170.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes2012-04-05T00:00:00-07:002012-04-05T00:00:00-07:002012-8170Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8170.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8169.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount2012-04-05T00:00:00-07:002012-04-05T00:00:00-07:002012-8169Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8169.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8168.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount2012-04-05T00:00:00-07:002012-04-05T00:00:00-07:002012-8168Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8168.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8150.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount2012-04-05T00:00:00-07:002012-04-05T00:00:00-07:002012-8150Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8150.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8149.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF Under NYSE Arca Equities Rule 8.6002012-04-05T00:00:00-07:002012-04-05T00:00:00-07:002012-8149Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8149.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8141.htmlRule - Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies2012-04-05T00:00:00-07:002012-04-05T00:00:00-07:002012-8141Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8141.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8165.htmlNotice - eMax Worldwide, Inc.; Order of Suspension of Trading2012-04-04T00:00:00-07:002012-04-04T00:00:00-07:002012-8165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8165.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8061.htmlNotice - Sunwest Rollover Member LLC; Notice of Application2012-04-04T00:00:00-07:002012-04-04T00:00:00-07:002012-8061Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8061.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8060.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; C2 Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; NASDAX OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility2012-04-04T00:00:00-07:002012-04-04T00:00:00-07:002012-8060Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8060.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8043.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1, 2 and 3, To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook2012-04-04T00:00:00-07:002012-04-04T00:00:00-07:002012-8043Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8043.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8042.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Expand the One-Pot Cross-Margining Program With New York Portfolio Clearing, LLC to Certain “Market Professionals”2012-04-04T00:00:00-07:002012-04-04T00:00:00-07:002012-8042Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8042.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8036.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Its Automated Improvement Mechanism2012-04-04T00:00:00-07:002012-04-04T00:00:00-07:002012-8036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8036.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8035.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to “Statutory Disqualifications”2012-04-04T00:00:00-07:002012-04-04T00:00:00-07:002012-8035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8035.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/03/2012-8063.htmlNotice - Sunshine Act Meeting2012-04-03T00:00:00-07:002012-04-03T00:00:00-07:002012-8063Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-03/pdf/2012-8063.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/03/2012-7914.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Options Fees and Singly Listed Option Fee2012-04-03T00:00:00-07:002012-04-03T00:00:00-07:002012-7914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-03/pdf/2012-7914.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/03/2012-7913.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the PIMCO Global Advantage Inflation-Linked Bond Strategy Fund Under NYSE Arca Equities Rule 8.6002012-04-03T00:00:00-07:002012-04-03T00:00:00-07:002012-7913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-03/pdf/2012-7913.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/03/2012-7901.htmlNotice - Securities Exchange Act of 1934; In the Matter of the NASDAQ Stock Market LLC; Order Granting Petition for Review and Scheduling Filing of Statements2012-04-03T00:00:00-07:002012-04-03T00:00:00-07:002012-7901Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-03/pdf/2012-7901.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/03/2012-7894.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To the Listing and Trading of the First Trust North American Infrastructure Fund Under NYSE Arca Equities Rule 8.6002012-04-03T00:00:00-07:002012-04-03T00:00:00-07:002012-7894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-03/pdf/2012-7894.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/02/2012-7943.htmlNotice - Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and BrandPartners Group, Inc.; Order of Suspension of Trading2012-04-02T00:00:00-07:002012-04-02T00:00:00-07:002012-7943Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-02/pdf/2012-7943.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/02/2012-7942.htmlNotice - Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.; Order of Suspension of Trading2012-04-02T00:00:00-07:002012-04-02T00:00:00-07:002012-7942Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-02/pdf/2012-7942.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/02/2012-7772.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule2012-04-02T00:00:00-07:002012-04-02T00:00:00-07:002012-7772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-02/pdf/2012-7772.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/02/2012-7771.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee2012-04-02T00:00:00-07:002012-04-02T00:00:00-07:002012-7771Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-02/pdf/2012-7771.pdf