Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2024-04-27T05:01:20-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10512.html Notice - Sunshine Act Meeting 2012-04-30T00:00:00-07:00 2012-04-30T00:00:00-07:00 2012-10512 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10512.pdf https://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10308.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating To Remove Functionality in the Government Securities Division's Rules That Is No Longer Utilized by Participants 2012-04-30T00:00:00-07:00 2012-04-30T00:00:00-07:00 2012-10308 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10308.pdf https://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10307.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC 2012-04-30T00:00:00-07:00 2012-04-30T00:00:00-07:00 2012-10307 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10307.pdf https://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10299.html Notice - Northern Trust Investments, Inc., et al.; Notice of Application 2012-04-30T00:00:00-07:00 2012-04-30T00:00:00-07:00 2012-10299 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10299.pdf https://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10291.html Notice - Submission for OMB Review; Comment Request 2012-04-30T00:00:00-07:00 2012-04-30T00:00:00-07:00 2012-10291 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10291.pdf https://regulations.justia.com/regulations/fedreg/2012/04/30/2012-10290.html Notice - GPS Funds I, et al.; Notice of Application 2012-04-30T00:00:00-07:00 2012-04-30T00:00:00-07:00 2012-10290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-30/pdf/2012-10290.pdf https://regulations.justia.com/regulations/fedreg/2012/04/27/2012-10180.html Notice - Praxis Mutual Funds and Everence Community Investments, Inc.; Notice of Application 2012-04-27T00:00:00-07:00 2012-04-27T00:00:00-07:00 2012-10180 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-27/pdf/2012-10180.pdf https://regulations.justia.com/regulations/fedreg/2012/04/27/2012-10160.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SQF and BONO Port Fees and Account Fees 2012-04-27T00:00:00-07:00 2012-04-27T00:00:00-07:00 2012-10160 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-27/pdf/2012-10160.pdf https://regulations.justia.com/regulations/fedreg/2012/04/27/2012-10159.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Regarding Clearing Member Anti-Money Laundering Programs 2012-04-27T00:00:00-07:00 2012-04-27T00:00:00-07:00 2012-10159 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-27/pdf/2012-10159.pdf https://regulations.justia.com/regulations/fedreg/2012/04/27/2012-10158.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Huntington US Equity Rotation Strategy ETF and Huntington EcoLogical Strategy ETF Under NYSE Arca Equities Rule 8.600 2012-04-27T00:00:00-07:00 2012-04-27T00:00:00-07:00 2012-10158 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-27/pdf/2012-10158.pdf https://regulations.justia.com/regulations/fedreg/2012/04/27/2012-10157.html Notice - Advisors Series Trust and Orinda Asset Management, LLC; Notice of Application 2012-04-27T00:00:00-07:00 2012-04-27T00:00:00-07:00 2012-10157 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-27/pdf/2012-10157.pdf https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10028.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revised DCO Rules 2012-04-26T00:00:00-07:00 2012-04-26T00:00:00-07:00 2012-10028 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10028.pdf https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10027.html Notice - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Order Approving Proposed Rule Change To Amend Registration, Qualification, and Continuing Education Requirements for Associated Persons 2012-04-26T00:00:00-07:00 2012-04-26T00:00:00-07:00 2012-10027 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10027.pdf https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10026.html Notice - Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions 2012-04-26T00:00:00-07:00 2012-04-26T00:00:00-07:00 2012-10026 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10026.pdf https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10025.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-04-26T00:00:00-07:00 2012-04-26T00:00:00-07:00 2012-10025 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10025.pdf https://regulations.justia.com/regulations/fedreg/2012/04/25/2012-9969.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Specify How the Immediate-or-Cancel Time-in-Force Instructions Are Applicable to an MPL Order 2012-04-25T00:00:00-07:00 2012-04-25T00:00:00-07:00 2012-9969 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-25/pdf/2012-9969.pdf https://regulations.justia.com/regulations/fedreg/2012/04/25/2012-9938.html Notice - Proposed Collection; Comment Request 2012-04-25T00:00:00-07:00 2012-04-25T00:00:00-07:00 2012-9938 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-25/pdf/2012-9938.pdf https://regulations.justia.com/regulations/fedreg/2012/04/25/2012-9937.html Notice - Proposed Extension of Existing Collection; Comment Request 2012-04-25T00:00:00-07:00 2012-04-25T00:00:00-07:00 2012-9937 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-25/pdf/2012-9937.pdf https://regulations.justia.com/regulations/fedreg/2012/04/25/2012-9929.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in Which SIX Swiss Exchange AG Will Transfer Its Interest in ISE Holdings, Inc. to a Newly Formed Swiss Corporation, Eurex Global Derivatives AG 2012-04-25T00:00:00-07:00 2012-04-25T00:00:00-07:00 2012-9929 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-25/pdf/2012-9929.pdf https://regulations.justia.com/regulations/fedreg/2012/04/25/2012-9840.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA 2012-04-25T00:00:00-07:00 2012-04-25T00:00:00-07:00 2012-9840 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-25/pdf/2012-9840.pdf https://regulations.justia.com/regulations/fedreg/2012/04/24/2012-9933.html Notice - Sunshine Act Meeting; Notice 2012-04-24T00:00:00-07:00 2012-04-24T00:00:00-07:00 2012-9933 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-24/pdf/2012-9933.pdf https://regulations.justia.com/regulations/fedreg/2012/04/24/2012-9795.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Alternative to the $4 Per Share Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 Closing Price Per Share or $3 Closing Price Per Share, if Certain Other Listing Requirements are Met 2012-04-24T00:00:00-07:00 2012-04-24T00:00:00-07:00 2012-9795 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-24/pdf/2012-9795.pdf https://regulations.justia.com/regulations/fedreg/2012/04/24/2012-9772.html Notice - Beverly Hills Bancorp Inc.; Notice of Application 2012-04-24T00:00:00-07:00 2012-04-24T00:00:00-07:00 2012-9772 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-24/pdf/2012-9772.pdf https://regulations.justia.com/regulations/fedreg/2012/04/24/2012-9771.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security 2012-04-24T00:00:00-07:00 2012-04-24T00:00:00-07:00 2012-9771 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-24/pdf/2012-9771.pdf https://regulations.justia.com/regulations/fedreg/2012/04/24/2012-9769.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule To Provide That One Hundred Percent (100%) of the Initial Margin Requirement for Client-Related Positions Cleared in a Clearing Participant's Customer Account Origin May Be Satisfied by a Clearing Participant Utilizing US Treasuries 2012-04-24T00:00:00-07:00 2012-04-24T00:00:00-07:00 2012-9769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-24/pdf/2012-9769.pdf https://regulations.justia.com/regulations/fedreg/2012/04/23/2012-9663.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Peritus High Yield ETF 2012-04-23T00:00:00-07:00 2012-04-23T00:00:00-07:00 2012-9663 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-23/pdf/2012-9663.pdf https://regulations.justia.com/regulations/fedreg/2012/04/23/2012-9629.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 107B To Add a Class of Supplemental Liquidity Providers That Are Registered as Market Makers at the Exchange 2012-04-23T00:00:00-07:00 2012-04-23T00:00:00-07:00 2012-9629 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-23/pdf/2012-9629.pdf https://regulations.justia.com/regulations/fedreg/2012/04/23/2012-9628.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 107B To Add a Class of Supplemental Liquidity Providers That Are Registered as Market Makers at the Exchange 2012-04-23T00:00:00-07:00 2012-04-23T00:00:00-07:00 2012-9628 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-23/pdf/2012-9628.pdf https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9593.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) 2012-04-20T00:00:00-07:00 2012-04-20T00:00:00-07:00 2012-9593 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9593.pdf https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9529.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-04-20T00:00:00-07:00 2012-04-20T00:00:00-07:00 2012-9529 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9529.pdf https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9528.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 2012-04-20T00:00:00-07:00 2012-04-20T00:00:00-07:00 2012-9528 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9528.pdf https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9527.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Facilitate Changing its Methodology for Calculation of the “Cash Mark-to-Market” Performance Bonds for Cleared OTC FX Swaps From SPAN® to HVaR 2012-04-20T00:00:00-07:00 2012-04-20T00:00:00-07:00 2012-9527 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9527.pdf https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9526.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-04-20T00:00:00-07:00 2012-04-20T00:00:00-07:00 2012-9526 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9526.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9525.html Notice - Sunshine Act Meeting 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9525 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9525.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9417.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9417 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9417.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9416.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9416 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9416.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9415.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9415 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9415.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9414.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9414 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9414.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9413.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9413 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9413.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9412.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9412 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9412.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9411.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9411 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9411.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9410.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(t) To Provide for Limit-on-Open Orders and Market-on-Open Orders 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9410 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9410.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9409.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(4) To Make Passive Liquidity Orders in Exchange-Listed Securities Available to All Users, Regardless of Whether a Lead Market Maker Is Assigned to the Security 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9409 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9409.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9408.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its “List of Equities Rule Violations and Fines Applicable Thereto” 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9408 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9408.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9407.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9407 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9407.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9406.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9406 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9406.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9405.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9405 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9405.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9404.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9404 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9404.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9342.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change To Amend BATS Exchange, Inc. Rule 2.12 To Make Permanent the Pilot Program That Permits BATS Exchange, Inc. To Receive Inbound Routes of Equities Orders Through BATS Trading, Inc., BATS Exchange's Routing Broker-Dealer, From BATS-Y Exchange, Inc. 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9342 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9342.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9341.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Approving a Proposed Rule Change To Amend BATS Y-Exchange, Inc. Rule 2.12 to Make Permanent the Pilot Program That Permits BATS Y-Exchange, Inc. To Receive Inbound Routes of Equities Orders Through BATS Trading, Inc., BATS Y-Exchange's Routing Broker-Dealer, From BATS Exchange, Inc. 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9341 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9341.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9290.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FINRA Fees 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9290.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9289.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Recent Changes to FINRA Rules 7440 and 7450, and To Adopt Recent Changes to FINRA Rule 5320 by Amending Commentary .02 to NYSE Arca Equities Rule 5320 To Require That ETP Holders Report to the Order Audit Trail System Information Barriers Put Into Place by the ETP Holder in Reliance on Commentary .02 to NYSE Arca Equities Rule 5320 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9289.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9288.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Recent Changes to FINRA Rules 7440 and 7450, and To Adopt Recent Changes to FINRA Rule 5320 by Amending Supplementary Material .02 to NYSE Rule 5320 To Require That Member Organizations Report to the Order Audit Trail System Information Barriers Put Into Place by the Member Organization in Reliance on Supplementary Material .02 to NYSE Rule 5320 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9288 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9288.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9287.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Recent Changes to FINRA Rules 7440 and 7450, and To Adopt Recent Changes to FINRA Rule 5320 by Amending Supplementary Material .02 to NYSE Amex Equities Rule 5320 To Require that Member Organizations Report to the Order Audit Trail System Information Barriers Put Into Place by the Member Organization in Reliance on Supplementary Material .02 to NYSE Amex Equities Rule 5320 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9287 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9287.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9286.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9286 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9286.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9285.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend an Existing Fee Cap Program and Related Service Fee 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9285 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9285.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9284.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter V, Section 16 of the BOX Trading Rules 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9284 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9284.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9283.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9283 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9283.pdf https://regulations.justia.com/regulations/fedreg/2012/04/18/2012-9282.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing Certain Rebates and Taker Fees for Complex Orders in Options on the SPDR® S&P500® ETF Trust 2012-04-18T00:00:00-07:00 2012-04-18T00:00:00-07:00 2012-9282 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-18/pdf/2012-9282.pdf https://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9304.html Notice - Sunshine Act Meeting 2012-04-17T00:00:00-07:00 2012-04-17T00:00:00-07:00 2012-9304 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9304.pdf https://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9302.html Notice - City Capital Corporation; Order of Suspension of Trading 2012-04-17T00:00:00-07:00 2012-04-17T00:00:00-07:00 2012-9302 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9302.pdf https://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9143.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps and Related Interbank Rates for Clearing 2012-04-17T00:00:00-07:00 2012-04-17T00:00:00-07:00 2012-9143 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9143.pdf https://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9142.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Make a Technical Correction to the Rule Relating to the Calculation of Funds-Only Settlement Amounts for Repo Brokers 2012-04-17T00:00:00-07:00 2012-04-17T00:00:00-07:00 2012-9142 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9142.pdf https://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9141.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2012-04-17T00:00:00-07:00 2012-04-17T00:00:00-07:00 2012-9141 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9141.pdf https://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9140.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule 2012-04-17T00:00:00-07:00 2012-04-17T00:00:00-07:00 2012-9140 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9140.pdf https://regulations.justia.com/regulations/fedreg/2012/04/17/2012-9139.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4751 2012-04-17T00:00:00-07:00 2012-04-17T00:00:00-07:00 2012-9139 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-17/pdf/2012-9139.pdf https://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9170.html Notice - AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp; Order of Suspension of Trading 2012-04-16T00:00:00-07:00 2012-04-16T00:00:00-07:00 2012-9170 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9170.pdf https://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9013.html Notice - Huntington Asset Advisors, Inc., et al.; Notice of Application 2012-04-16T00:00:00-07:00 2012-04-16T00:00:00-07:00 2012-9013 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9013.pdf https://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9012.html Notice - Submission for OMB Review; Comment Request 2012-04-16T00:00:00-07:00 2012-04-16T00:00:00-07:00 2012-9012 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9012.pdf https://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9011.html Notice - Submission for OMB Review; Comment Request 2012-04-16T00:00:00-07:00 2012-04-16T00:00:00-07:00 2012-9011 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9011.pdf https://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9010.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS 2012-04-16T00:00:00-07:00 2012-04-16T00:00:00-07:00 2012-9010 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9010.pdf https://regulations.justia.com/regulations/fedreg/2012/04/16/2012-9009.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Amendments to Its Price List To Raise the Supplemental Liquidity Provider Rebate and Raise the NYSE Crossing Session II Rate and Fee Cap 2012-04-16T00:00:00-07:00 2012-04-16T00:00:00-07:00 2012-9009 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-16/pdf/2012-9009.pdf https://regulations.justia.com/regulations/fedreg/2012/04/13/2012-8880.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 13024 of the Code of Arbitration Procedure for Industry Disputes To Preclude Collective Action Claims From Being Arbitrated 2012-04-13T00:00:00-07:00 2012-04-13T00:00:00-07:00 2012-8880 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-13/pdf/2012-8880.pdf https://regulations.justia.com/regulations/fedreg/2012/04/13/2012-8879.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With Revisions to CFTC Regulations Governing Derivatives Clearing Organizations 2012-04-13T00:00:00-07:00 2012-04-13T00:00:00-07:00 2012-8879 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-13/pdf/2012-8879.pdf https://regulations.justia.com/regulations/fedreg/2012/04/13/2012-8878.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals 2012-04-13T00:00:00-07:00 2012-04-13T00:00:00-07:00 2012-8878 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-13/pdf/2012-8878.pdf https://regulations.justia.com/regulations/fedreg/2012/04/13/2012-8877.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Quarterly Trading Requirements Applicable to Registered Options Traders 2012-04-13T00:00:00-07:00 2012-04-13T00:00:00-07:00 2012-8877 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-13/pdf/2012-8877.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8839.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to FLEX Options 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8839 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8839.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8838.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees and Rebates in Penny Pilot Options 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8838 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8838.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8796.html Notice - Proposed Collection; Comment Request 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8796 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8796.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8795.html Notice - Proposed Collection; Comment Request 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8795 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8795.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8794.html Notice - Proposed Collection; Comment Request 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8794 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8794.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8793.html Notice - Proposed Extension of Existing Collection; Comment Request 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8793 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8793.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8792.html Notice - Proposed Collection; Comment Request 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8792 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8792.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8790.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Membership Qualifications 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8790 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8790.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8789.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8789 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8789.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8788.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGA Rule 11.22 Requiring Members To Input Accurate Information Into the System 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8788 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8788.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8787.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8787 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8787.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8786.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8786 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8786.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8785.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule 11.22 Requiring Members To Input Accurate Information Into the System 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8785 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8785.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8784.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating To Stock-Option Orders 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8784 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8784.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8783.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Stock-Option Orders 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8783 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8783.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8782.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Rule 476A To Update its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A” 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8782 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8782.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8781.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates for Adding and Removing Liquidity in SPY 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8781 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8781.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8780.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8780 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8780.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8779.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8779 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8779.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8778.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing of Non-Customer Orders 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8778 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8778.pdf https://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8717.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund Under NYSE Arca Equities Rule 8.600 2012-04-11T00:00:00-07:00 2012-04-11T00:00:00-07:00 2012-8717 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8717.pdf https://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8715.html Notice - Submission for OMB Review; Comment Request 2012-04-11T00:00:00-07:00 2012-04-11T00:00:00-07:00 2012-8715 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8715.pdf https://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8712.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Investor Support Program and the Extended Hours Investor Program Under Rule 7014 and To Amend the Liquidity Provider Rebate Schedule Under Rule 7018 2012-04-11T00:00:00-07:00 2012-04-11T00:00:00-07:00 2012-8712 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8712.pdf https://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8711.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Route-Out Fee for Priority Customer Orders and Modify the Rebate for Primary Market Makers That Send Intermarket Sweep Orders 2012-04-11T00:00:00-07:00 2012-04-11T00:00:00-07:00 2012-8711 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8711.pdf https://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8709.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct Hyperlink in Rule 5.5A 2012-04-11T00:00:00-07:00 2012-04-11T00:00:00-07:00 2012-8709 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8709.pdf https://regulations.justia.com/regulations/fedreg/2012/04/11/2012-8708.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to Rescinding a Policy Interpretation Affecting Certain Adjustments 2012-04-11T00:00:00-07:00 2012-04-11T00:00:00-07:00 2012-8708 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-11/pdf/2012-8708.pdf https://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8714.html Notice - Sunshine Act Meeting 2012-04-10T00:00:00-07:00 2012-04-10T00:00:00-07:00 2012-8714 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8714.pdf https://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8581.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Transaction Execution Fee and Credit Schedule 2012-04-10T00:00:00-07:00 2012-04-10T00:00:00-07:00 2012-8581 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8581.pdf https://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8580.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Re-Organize NASDAQ's Rules Governing the Fees Applicable to NASDAQ's Depth-of-Book Market Data 2012-04-10T00:00:00-07:00 2012-04-10T00:00:00-07:00 2012-8580 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8580.pdf https://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8522.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additions to the Schedule of Fees 2012-04-10T00:00:00-07:00 2012-04-10T00:00:00-07:00 2012-8522 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8522.pdf https://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8521.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons 2012-04-10T00:00:00-07:00 2012-04-10T00:00:00-07:00 2012-8521 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8521.pdf https://regulations.justia.com/regulations/fedreg/2012/04/10/2012-8520.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit LLC Rules To Provide for Clearing of the Markit CDX North American High Yield Series 15 Credit Default Swap Contracts Maturing on December 20, 2013 2012-04-10T00:00:00-07:00 2012-04-10T00:00:00-07:00 2012-8520 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-10/pdf/2012-8520.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8463.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8463 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8463.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8462.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Applicable to Non-Display Usage of Certain NASDAQ Depth-of-Book Market Data 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8462 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8462.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8461.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Customer Routing Fees 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8461 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8461.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8433.html Notice - Submission for OMB Review; Comment Request 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8433 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8433.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8432.html Notice - Submission for OMB Review; Comment Request 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8432 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8432.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8431.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Newly Listed Indexes 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8431 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8431.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8430.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8430 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8430.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8429.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Trading Floor Booth Fees and Policy 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8429 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8429.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8428.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security (“Mini-Options Contracts”) and Implementing Rule Text Necessary to Distinguish Mini-Options Contracts From Option Contracts Overlying 100 Shares of a Security (“Standard Contracts”) 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8428 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8428.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8427.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8427 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8427.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8426.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8426 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8426.pdf https://regulations.justia.com/regulations/fedreg/2012/04/09/2012-8425.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund Under NYSE Arca Equities Rule 8.200 2012-04-09T00:00:00-07:00 2012-04-09T00:00:00-07:00 2012-8425 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-09/pdf/2012-8425.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8361.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc. 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8361 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8361.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8360.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc. 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8360 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8360.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8348.html Proposed Rule - Investment Company Advertising: Target Date Retirement Fund Names and Marketing 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8348 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8348.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8271.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8271 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8271.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8270.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8270 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8270.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8269.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8269 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8269.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8262.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8262 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8262.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8261.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the FLEX No Minimum Value Pilot Program 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8261 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8261.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8260.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending the NYSE Amex Equities Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8260 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8260.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8259.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8259 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8259.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8205.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Fee Pilot Program for NASDAQ Last Sale 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8205 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8205.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8173.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Trading Rules Regarding the Short Term Option Series Program 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8173 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8173.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8172.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8172 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8172.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8171.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Establish an Automated Improvement Mechanism and a Solicitation Auction Mechanism for FLEX Options 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8171 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8171.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8170.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8170 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8170.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8169.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8169 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8169.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8168.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8168 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8168.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8150.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8150 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8150.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8149.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF Under NYSE Arca Equities Rule 8.600 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8149 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8149.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8141.html Rule - Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8141 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8141.pdf https://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8165.html Notice - eMax Worldwide, Inc.; Order of Suspension of Trading 2012-04-04T00:00:00-07:00 2012-04-04T00:00:00-07:00 2012-8165 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8165.pdf https://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8061.html Notice - Sunwest Rollover Member LLC; Notice of Application 2012-04-04T00:00:00-07:00 2012-04-04T00:00:00-07:00 2012-8061 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8061.pdf https://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8060.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; C2 Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; NASDAX OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility 2012-04-04T00:00:00-07:00 2012-04-04T00:00:00-07:00 2012-8060 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8060.pdf https://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8043.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1, 2 and 3, To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook 2012-04-04T00:00:00-07:00 2012-04-04T00:00:00-07:00 2012-8043 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8043.pdf https://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8042.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Expand the One-Pot Cross-Margining Program With New York Portfolio Clearing, LLC to Certain “Market Professionals” 2012-04-04T00:00:00-07:00 2012-04-04T00:00:00-07:00 2012-8042 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8042.pdf https://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8036.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Its Automated Improvement Mechanism 2012-04-04T00:00:00-07:00 2012-04-04T00:00:00-07:00 2012-8036 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8036.pdf https://regulations.justia.com/regulations/fedreg/2012/04/04/2012-8035.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to “Statutory Disqualifications” 2012-04-04T00:00:00-07:00 2012-04-04T00:00:00-07:00 2012-8035 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-04/pdf/2012-8035.pdf https://regulations.justia.com/regulations/fedreg/2012/04/03/2012-8063.html Notice - Sunshine Act Meeting 2012-04-03T00:00:00-07:00 2012-04-03T00:00:00-07:00 2012-8063 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-03/pdf/2012-8063.pdf https://regulations.justia.com/regulations/fedreg/2012/04/03/2012-7914.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Options Fees and Singly Listed Option Fee 2012-04-03T00:00:00-07:00 2012-04-03T00:00:00-07:00 2012-7914 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-03/pdf/2012-7914.pdf https://regulations.justia.com/regulations/fedreg/2012/04/03/2012-7913.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the PIMCO Global Advantage Inflation-Linked Bond Strategy Fund Under NYSE Arca Equities Rule 8.600 2012-04-03T00:00:00-07:00 2012-04-03T00:00:00-07:00 2012-7913 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-03/pdf/2012-7913.pdf https://regulations.justia.com/regulations/fedreg/2012/04/03/2012-7901.html Notice - Securities Exchange Act of 1934; In the Matter of the NASDAQ Stock Market LLC; Order Granting Petition for Review and Scheduling Filing of Statements 2012-04-03T00:00:00-07:00 2012-04-03T00:00:00-07:00 2012-7901 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-03/pdf/2012-7901.pdf https://regulations.justia.com/regulations/fedreg/2012/04/03/2012-7894.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To the Listing and Trading of the First Trust North American Infrastructure Fund Under NYSE Arca Equities Rule 8.600 2012-04-03T00:00:00-07:00 2012-04-03T00:00:00-07:00 2012-7894 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-03/pdf/2012-7894.pdf https://regulations.justia.com/regulations/fedreg/2012/04/02/2012-7943.html Notice - Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and BrandPartners Group, Inc.; Order of Suspension of Trading 2012-04-02T00:00:00-07:00 2012-04-02T00:00:00-07:00 2012-7943 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-02/pdf/2012-7943.pdf https://regulations.justia.com/regulations/fedreg/2012/04/02/2012-7942.html Notice - Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.; Order of Suspension of Trading 2012-04-02T00:00:00-07:00 2012-04-02T00:00:00-07:00 2012-7942 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-02/pdf/2012-7942.pdf https://regulations.justia.com/regulations/fedreg/2012/04/02/2012-7772.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule 2012-04-02T00:00:00-07:00 2012-04-02T00:00:00-07:00 2012-7772 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-02/pdf/2012-7772.pdf https://regulations.justia.com/regulations/fedreg/2012/04/02/2012-7771.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee 2012-04-02T00:00:00-07:00 2012-04-02T00:00:00-07:00 2012-7771 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-02/pdf/2012-7771.pdf