<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/26?registers=between Tue, 26 Nov 2024 02:00:57 -0800 Tue, 26 Nov 2024 02:00:57 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/26?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revised DCO Rules https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10028.html https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10028.html Thu, 26 Apr 2012 00:00:00 -0700 2012-10028 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10028.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Order Approving Proposed Rule Change To Amend Registration, Qualification, and Continuing Education Requirements for Associated Persons https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10027.html https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10027.html Thu, 26 Apr 2012 00:00:00 -0700 2012-10027 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10027.pdf Notice - Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10026.html https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10026.html Thu, 26 Apr 2012 00:00:00 -0700 2012-10026 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10026.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10025.html https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10025.html Thu, 26 Apr 2012 00:00:00 -0700 2012-10025 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10025.pdf