Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/26?limit=200&registers=between&mode=atom 2024-11-26T02:15:46-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10028.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revised DCO Rules 2012-04-26T00:00:00-07:00 2012-04-26T00:00:00-07:00 2012-10028 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10028.pdf https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10027.html Notice - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Order Approving Proposed Rule Change To Amend Registration, Qualification, and Continuing Education Requirements for Associated Persons 2012-04-26T00:00:00-07:00 2012-04-26T00:00:00-07:00 2012-10027 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10027.pdf https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10026.html Notice - Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions 2012-04-26T00:00:00-07:00 2012-04-26T00:00:00-07:00 2012-10026 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10026.pdf https://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10025.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-04-26T00:00:00-07:00 2012-04-26T00:00:00-07:00 2012-10025 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10025.pdf