Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/26?limit=200®isters=between&mode=atom2024-10-08T10:20:45-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10028.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revised DCO Rules2012-04-26T00:00:00-07:002012-04-26T00:00:00-07:002012-10028Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10028.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10027.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Order Approving Proposed Rule Change To Amend Registration, Qualification, and Continuing Education Requirements for Associated Persons2012-04-26T00:00:00-07:002012-04-26T00:00:00-07:002012-10027Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10027.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10026.htmlNotice - Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions2012-04-26T00:00:00-07:002012-04-26T00:00:00-07:002012-10026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10026.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/26/2012-10025.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2012-04-26T00:00:00-07:002012-04-26T00:00:00-07:002012-10025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-26/pdf/2012-10025.pdf