<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/20?registers=between Fri, 22 Nov 2024 14:04:46 -0800 Fri, 22 Nov 2024 14:04:46 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/20?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9593.html https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9593.html Fri, 20 Apr 2012 00:00:00 -0700 2012-9593 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9593.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9529.html https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9529.html Fri, 20 Apr 2012 00:00:00 -0700 2012-9529 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9529.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9528.html https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9528.html Fri, 20 Apr 2012 00:00:00 -0700 2012-9528 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9528.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Facilitate Changing its Methodology for Calculation of the “Cash Mark-to-Market” Performance Bonds for Cleared OTC FX Swaps From SPAN® to HVaR https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9527.html https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9527.html Fri, 20 Apr 2012 00:00:00 -0700 2012-9527 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9527.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9526.html https://regulations.justia.com/regulations/fedreg/2012/04/20/2012-9526.html Fri, 20 Apr 2012 00:00:00 -0700 2012-9526 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-20/pdf/2012-9526.pdf