Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/19?limit=200&registers=between&mode=atom 2025-01-09T21:06:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9525.html Notice - Sunshine Act Meeting 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9525 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9525.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9417.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9417 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9417.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9416.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9416 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9416.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9415.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9415 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9415.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9414.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9414 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9414.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9413.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9413 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9413.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9412.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9412 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9412.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9411.html Notice - Submission for OMB Review; Comment Request 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9411 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9411.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9410.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(t) To Provide for Limit-on-Open Orders and Market-on-Open Orders 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9410 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9410.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9409.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(4) To Make Passive Liquidity Orders in Exchange-Listed Securities Available to All Users, Regardless of Whether a Lead Market Maker Is Assigned to the Security 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9409 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9409.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9408.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its “List of Equities Rule Violations and Fines Applicable Thereto” 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9408 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9408.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9407.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9407 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9407.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9406.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9406 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9406.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9405.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9405 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9405.pdf https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9404.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders 2012-04-19T00:00:00-07:00 2012-04-19T00:00:00-07:00 2012-9404 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-19/pdf/2012-9404.pdf