Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/12?limit=200®isters=between&mode=atom2024-10-14T19:53:41-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8839.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to FLEX Options2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8839.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8838.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees and Rebates in Penny Pilot Options2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8838.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8796.htmlNotice - Proposed Collection; Comment Request2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8796.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8795.htmlNotice - Proposed Collection; Comment Request2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8795.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8794.htmlNotice - Proposed Collection; Comment Request2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8794.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8793.htmlNotice - Proposed Extension of Existing Collection; Comment Request2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8793.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8792.htmlNotice - Proposed Collection; Comment Request2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8792.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8790.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Membership Qualifications2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8790Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8790.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8789.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8789.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8788.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGA Rule 11.22 Requiring Members To Input Accurate Information Into the System2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8788.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8787.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8787.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8786.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8786Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8786.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8785.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule 11.22 Requiring Members To Input Accurate Information Into the System2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8785Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8785.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8784.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating To Stock-Option Orders2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8784.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8783.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Stock-Option Orders2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8783Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8783.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8782.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Rule 476A To Update its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A”2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8782Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8782.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8781.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates for Adding and Removing Liquidity in SPY2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8781.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8780.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8780.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8779.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8779Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8779.pdfhttps://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8778.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing of Non-Customer Orders2012-04-12T00:00:00-07:002012-04-12T00:00:00-07:002012-8778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8778.pdf