Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/12?limit=200&registers=between&mode=atom 2024-10-14T19:53:41-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8839.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to FLEX Options 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8839 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8839.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8838.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees and Rebates in Penny Pilot Options 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8838 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8838.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8796.html Notice - Proposed Collection; Comment Request 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8796 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8796.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8795.html Notice - Proposed Collection; Comment Request 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8795 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8795.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8794.html Notice - Proposed Collection; Comment Request 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8794 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8794.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8793.html Notice - Proposed Extension of Existing Collection; Comment Request 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8793 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8793.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8792.html Notice - Proposed Collection; Comment Request 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8792 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8792.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8790.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Membership Qualifications 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8790 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8790.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8789.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8789 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8789.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8788.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGA Rule 11.22 Requiring Members To Input Accurate Information Into the System 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8788 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8788.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8787.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8787 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8787.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8786.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8786 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8786.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8785.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule 11.22 Requiring Members To Input Accurate Information Into the System 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8785 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8785.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8784.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating To Stock-Option Orders 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8784 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8784.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8783.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Stock-Option Orders 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8783 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8783.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8782.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Rule 476A To Update its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A” 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8782 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8782.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8781.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates for Adding and Removing Liquidity in SPY 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8781 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8781.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8780.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8780 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8780.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8779.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8779 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8779.pdf https://regulations.justia.com/regulations/fedreg/2012/04/12/2012-8778.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing of Non-Customer Orders 2012-04-12T00:00:00-07:00 2012-04-12T00:00:00-07:00 2012-8778 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-12/pdf/2012-8778.pdf