Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/06?limit=200&registers=between&mode=atom 2024-11-25T07:06:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8361.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc. 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8361 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8361.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8360.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc. 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8360 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8360.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8348.html Proposed Rule - Investment Company Advertising: Target Date Retirement Fund Names and Marketing 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8348 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8348.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8271.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8271 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8271.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8270.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8270 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8270.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8269.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8269 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8269.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8262.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8262 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8262.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8261.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the FLEX No Minimum Value Pilot Program 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8261 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8261.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8260.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending the NYSE Amex Equities Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8260 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8260.pdf https://regulations.justia.com/regulations/fedreg/2012/04/06/2012-8259.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes 2012-04-06T00:00:00-07:00 2012-04-06T00:00:00-07:00 2012-8259 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-06/pdf/2012-8259.pdf