Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/04/05?limit=200&registers=between&mode=atom 2025-01-09T21:37:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8205.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Fee Pilot Program for NASDAQ Last Sale 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8205 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8205.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8173.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Trading Rules Regarding the Short Term Option Series Program 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8173 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8173.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8172.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8172 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8172.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8171.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Establish an Automated Improvement Mechanism and a Solicitation Auction Mechanism for FLEX Options 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8171 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8171.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8170.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8170 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8170.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8169.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8169 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8169.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8168.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8168 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8168.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8150.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8150 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8150.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8149.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF Under NYSE Arca Equities Rule 8.600 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8149 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8149.pdf https://regulations.justia.com/regulations/fedreg/2012/04/05/2012-8141.html Rule - Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies 2012-04-05T00:00:00-07:00 2012-04-05T00:00:00-07:00 2012-8141 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-04-05/pdf/2012-8141.pdf