Securities and Exchange Commission March 2012 – Federal Register Recent Federal Regulation Documents

Adoption of Updated EDGAR Filer Manual
Document Number: 2012-7608
Type: Rule
Date: 2012-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions are being made primarily to support the upgrade to the 2012 US GAAP and 2012 Mutual Fund Risk/Return Summary Taxonomies; to support period field validation updates for the submission of Form N-PX; to remove the OMB expiration date from Form D, 3, 4, and 5; and to include additional filer support fax numbers on various EDGAR Filer Management Web site screens. The EDGAR system is scheduled to be upgraded to support this functionality on March 26, 2012. The filer manual is also being revised to support the retirement of the DOS based Form N-SAR application and the introduction of the new online Form N-SAR application. The EDGAR system is scheduled to be upgraded to support this functionality on July 9, 2012.
Proposed Collection; Comment Request
Document Number: 2012-7522
Type: Notice
Date: 2012-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-7521
Type: Notice
Date: 2012-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2012-7520
Type: Notice
Date: 2012-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Jefferies Employees Special Opportunities Partners, LLC, et al.; Notice of Application
Document Number: 2012-7519
Type: Notice
Date: 2012-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: Applicants request an order to exempt a limited liability company formed for the benefit of eligible employees of Jefferies Group, Inc. and its affiliates from certain provisions of the Act. The limited liability company is an ``employees' securities company'' within the meaning of section 2(a)(13) of the Act.
Net Worth Standard for Accredited Investors
Document Number: 2012-7446
Type: Rule
Date: 2012-03-28
Agency: Securities and Exchange Commission, Agencies and Commissions
We are making a technical amendment to Regulation D and conforming changes to certain other rules. Regulation D was last amended in Release No. 33-9287 (December 21, 2011), which was published in the Federal Register on December 29, 2011. Those amendments became effective on February 27, 2012. Due to a typographical error in that release, the Preliminary Notes to Regulation D were inadvertently deleted from Regulation D. We are restoring the deleted text as new Rule 500. The deleted text is not being restored as Preliminary Notes in order to comply with current Federal Register codification standards.
Sunshine Act Meeting Notice
Document Number: 2012-7385
Type: Notice
Date: 2012-03-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Domini Social Investment Trust and Domini Social Investments LLC; Notice of Application
Document Number: 2012-7282
Type: Notice
Date: 2012-03-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2012-7135
Type: Notice
Date: 2012-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Privacy Act of 1974: Systems of Records
Document Number: 2012-6788
Type: Notice
Date: 2012-03-21
Agency: Securities and Exchange Commission, Agencies and Commissions
In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Securities and Exchange Commission (``Commission'' or ``SEC'') proposes to revise two existing systems of records. The two existing systems of records are ``Administrative Audit System (SEC-14)'' last published in the Federal Register Volume 63, Number 47 on Wednesday, March 11, 1992 and ``Fitness Center Membership, Payment, and Fitness Records (SEC-48)'', last published in the Federal Register Volume 64, Number 77 on Thursday, April, 22, 1999.
Asiamart, Inc., Order of Suspension of Trading
Document Number: 2012-6664
Type: Notice
Date: 2012-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
ASP Ventures Corp., Order of Suspension of Trading
Document Number: 2012-6663
Type: Notice
Date: 2012-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Eugene Science, Inc., Order of Suspension of Trading
Document Number: 2012-6661
Type: Notice
Date: 2012-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
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