Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/03/26?limit=200®isters=between&mode=atom2024-11-28T23:52:58-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7206.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Its Risk Model To Reduce the Current Level of Risk Mutualization Among Its Clearing Participants and To Modify the Initial Margin Risk Model so That It Is Easier for Market Participants To Measure Their Risk2012-03-26T00:00:00-07:002012-03-26T00:00:00-07:002012-7206Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7206.pdfhttps://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7205.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments2012-03-26T00:00:00-07:002012-03-26T00:00:00-07:002012-7205Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7205.pdfhttps://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7204.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change To Amend the ICE Clear Europe CDS Procedures, Finance Procedures, and Rules With Respect to the Calculation and Payment of Interest on Mark-To-Market Margin on CDS Transactions2012-03-26T00:00:00-07:002012-03-26T00:00:00-07:002012-7204Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7204.pdfhttps://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7203.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To Revise Rules and Procedures Related to Certain Technical and Operational Changes Relating to Credit Default Swap Contracts2012-03-26T00:00:00-07:002012-03-26T00:00:00-07:002012-7203Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7203.pdfhttps://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7202.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Short Term Option Series Program2012-03-26T00:00:00-07:002012-03-26T00:00:00-07:002012-7202Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7202.pdfhttps://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7176.htmlNotice - Order Granting an Application of Edward Jones & Co. LLP Exemption From Exchange Act Section 11(d)(1) Pursuant to Exchange Act Section 36(a)2012-03-26T00:00:00-07:002012-03-26T00:00:00-07:002012-7176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7176.pdfhttps://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7135.htmlNotice - Proposed Collection; Comment Request2012-03-26T00:00:00-07:002012-03-26T00:00:00-07:002012-7135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7135.pdfhttps://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7134.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the APMEX Physical-1 oz. Gold Redeemable Trust Pursuant to NYSE Arca Equities Rule 8.2012012-03-26T00:00:00-07:002012-03-26T00:00:00-07:002012-7134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7134.pdfhttps://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7133.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers That Use the Services of Broker's Brokers2012-03-26T00:00:00-07:002012-03-26T00:00:00-07:002012-7133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7133.pdfhttps://regulations.justia.com/regulations/fedreg/2012/03/26/2012-7132.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System2012-03-26T00:00:00-07:002012-03-26T00:00:00-07:002012-7132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-03-26/pdf/2012-7132.pdf