Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/03/14?limit=200&registers=between&mode=atom 2024-11-25T16:02:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6293.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rule 2.12, Entitled “BATS Trading, Inc. as Inbound Router” 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6293 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6293.pdf https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6289.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 2.12, Entitled “BATS Trading, Inc. as Inbound Router” 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6289.pdf https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6190.html Notice - Ares Capital Corporation et al.; 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6190 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6190.pdf https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6187.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Amended Proposed Rule Change to Allow the Mortgage-Backed Securities Division To Provide Guaranteed Settlement and Central Counterparty Services 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6187 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6187.pdf https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6186.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Investor Support Program 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6186 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6186.pdf https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6184.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6184 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6184.pdf https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6183.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Supplemental Orders 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6183 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6183.pdf https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6113.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Connectivity Options and Fees 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6113 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6113.pdf https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6106.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Messaging and Settlement Enhancements to the In Force Transactions Product Service of NSCC's Insurance and Retirement Services and the Establishment of Fees Applicable Thereto 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6106 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6106.pdf https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6105.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related to Certain Operational Changes Relating to Timing, Effectiveness and Operation of Transfer Orders for Purposes of Compliance With Non-U.S. Legislation 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6105 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6105.pdf https://regulations.justia.com/regulations/fedreg/2012/03/14/2012-6067.html Notice - Order Granting an Application of BF Enterprises, Inc. Under the Securities Exchange Act of 1934 2012-03-14T00:00:00-07:00 2012-03-14T00:00:00-07:00 2012-6067 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-14/pdf/2012-6067.pdf