<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/03/09?registers=between Thu, 09 May 2024 16:29:19 -0700 Thu, 09 May 2024 16:29:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/03/09?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA To Exempt Certain Alternative Trading Systems From the Trade Reporting Obligation Under the Trade Reporting and Compliance Engine (“TRACE”) Reporting Rules https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5779.html https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5779.html Fri, 09 Mar 2012 00:00:00 -0800 2012-5779 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-09/pdf/2012-5779.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates in Penny Pilot Options and Non-Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5736.html https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5736.html Fri, 09 Mar 2012 00:00:00 -0800 2012-5736 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-09/pdf/2012-5736.pdf Notice - Kohlberg Capital Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5732.html https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5732.html Fri, 09 Mar 2012 00:00:00 -0800 2012-5732 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-09/pdf/2012-5732.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Section 26 of the BOX Rules https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5731.html https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5731.html Fri, 09 Mar 2012 00:00:00 -0800 2012-5731 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-09/pdf/2012-5731.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NSX Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5730.html https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5730.html Fri, 09 Mar 2012 00:00:00 -0800 2012-5730 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-09/pdf/2012-5730.pdf