Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/03/09?limit=200&registers=between&mode=atom 2024-05-10T01:41:00-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5779.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA To Exempt Certain Alternative Trading Systems From the Trade Reporting Obligation Under the Trade Reporting and Compliance Engine (“TRACE”) Reporting Rules 2012-03-09T00:00:00-08:00 2012-03-09T00:00:00-08:00 2012-5779 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-09/pdf/2012-5779.pdf https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5736.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates in Penny Pilot Options and Non-Penny Pilot Options 2012-03-09T00:00:00-08:00 2012-03-09T00:00:00-08:00 2012-5736 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-09/pdf/2012-5736.pdf https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5732.html Notice - Kohlberg Capital Corporation; Notice of Application 2012-03-09T00:00:00-08:00 2012-03-09T00:00:00-08:00 2012-5732 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-09/pdf/2012-5732.pdf https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5731.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Section 26 of the BOX Rules 2012-03-09T00:00:00-08:00 2012-03-09T00:00:00-08:00 2012-5731 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-09/pdf/2012-5731.pdf https://regulations.justia.com/regulations/fedreg/2012/03/09/2012-5730.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NSX Fee and Rebate Schedule 2012-03-09T00:00:00-08:00 2012-03-09T00:00:00-08:00 2012-5730 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-09/pdf/2012-5730.pdf