Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/03/08?limit=200&registers=between&mode=atom 2024-05-12T05:25:05-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/03/08/2012-5631.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) To Adopt New Standardized Electronic Form CMA 2012-03-08T00:00:00-08:00 2012-03-08T00:00:00-08:00 2012-5631 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-08/pdf/2012-5631.pdf https://regulations.justia.com/regulations/fedreg/2012/03/08/2012-5610.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Guggenheim Enhanced Short Duration High Yield Bond ETF Under NYSE Arca Equities Rule 8.600 2012-03-08T00:00:00-08:00 2012-03-08T00:00:00-08:00 2012-5610 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-08/pdf/2012-5610.pdf