Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/03/07?limit=200&registers=between&mode=atom 2024-11-22T08:29:48-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5555.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Registration and Qualification Requirements 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5555 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5555.pdf https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5515.html Notice - Fidus Investment Corporation, et al.; Notice of Application 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5515 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5515.pdf https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5514.html Notice - American Capital, Ltd., et al.; Notice of Application 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5514 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5514.pdf https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5513.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Order Approving Proposed Rule Change To Amend Rules Relating to Credit Default Swap Guaranty Fund 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5513 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5513.pdf https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5474.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5474 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5474.pdf https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5473.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the BOX LLC Agreement 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5473 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5473.pdf https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5472.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule To Provide That One Hundred Percent (100%) of the Initial Margin Requirement for Client-related Positions Cleared in a Clearing Participant's Customer Account Origin May Be Satisfied by a Clearing Participant Utilizing US Treasuries 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5472 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5472.pdf https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5471.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5471 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5471.pdf https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5470.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5470 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5470.pdf https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5454.html Rule - Rules of Organization; Conduct and Ethics; and Information and Requests 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5454 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5454.pdf https://regulations.justia.com/regulations/fedreg/2012/03/07/2012-5453.html Notice - Order Making Fiscal Year 2012 Mid-Year Adjustments to Transaction Fee Rates 2012-03-07T00:00:00-08:00 2012-03-07T00:00:00-08:00 2012-5453 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-07/pdf/2012-5453.pdf