Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/03/01?limit=200&registers=between&mode=atom 2024-05-14T03:16:37-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4915.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund Under NYSE Arca Equities Rule 8.200 2012-03-01T00:00:00-08:00 2012-03-01T00:00:00-08:00 2012-4915 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4915.pdf https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4914.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Increase Qualification Examination Fees and Assess a Service Charge for Regulatory Element Continuing Education Sessions Taken Outside the United States 2012-03-01T00:00:00-08:00 2012-03-01T00:00:00-08:00 2012-4914 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4914.pdf https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4913.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Notice of Filing of Partial Amendment No. 2 to Proposed Rule Changes, as Modified by Amendment No. 1, Adopting New Rule 107C To Establish a Retail Liquidity Program on a Pilot Basis To Attract Additional Retail Order Flow to the Exchanges 2012-03-01T00:00:00-08:00 2012-03-01T00:00:00-08:00 2012-4913 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4913.pdf https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4912.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending the NYSE Amex Equities Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes 2012-03-01T00:00:00-08:00 2012-03-01T00:00:00-08:00 2012-4912 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4912.pdf https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4911.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes 2012-03-01T00:00:00-08:00 2012-03-01T00:00:00-08:00 2012-4911 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4911.pdf https://regulations.justia.com/regulations/fedreg/2012/03/01/2012-4910.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-03-01T00:00:00-08:00 2012-03-01T00:00:00-08:00 2012-4910 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-03-01/pdf/2012-4910.pdf