Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/02?limit=200&registers=between&min-day=1&max-day=29&mode=atom 2024-05-20T11:16:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4808.html Notice - Sunshine Act Meeting Notice 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4808 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4808.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4807.html Notice - In the Matter of: American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.; Order of Suspension of Trading 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4807 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4807.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4687.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4687 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4687.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4686.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4686 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4686.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4685.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4685 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4685.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4596.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Raising the Limit for Simplified Arbitration 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4596 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4596.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4595.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Mediator Selection 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4595 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4595.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4619.html Notice - Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), JMAR Technologies, Inc., Kolorfusion International, Inc. Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Lions Petroleum, Inc., (n/k/a China Hongxing Agritech, Inc.), Luna Technologies International, Inc., Litewave Corp., MDI, Inc., and MobilePro Corp.; Order of Suspension of Trading 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4619 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4619.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4618.html Notice - PGI Energy, Inc.; Order of Suspension of Trading 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4618 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4618.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4480.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing of Strike Prices 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4480 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4480.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4479.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4479 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4479.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4422.html Notice - Proposed Collection; Comment Request 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4422 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4422.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4421.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Procedures Related to Certain Technical and Operational Changes Relating to Operational Processing of Restructuring Credit Events Under CDS Contracts 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4421 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4421.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4420.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4420 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4420.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4403.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating to Stock Execution Clerks 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4403 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4403.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4402.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Connectivity Options and Fees 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4402 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4402.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4401.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rebates for the Competitive Liquidity Provider Program 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4401 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4401.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4400.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule to Define a Market Maker 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4400 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4400.pdf https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4283.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-02-24T00:00:00-08:00 2012-02-24T00:00:00-08:00 2012-4283 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4283.pdf https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4282.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 476A To Update Its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A” 2012-02-24T00:00:00-08:00 2012-02-24T00:00:00-08:00 2012-4282 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4282.pdf https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4281.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of MSCI EM Index Options 2012-02-24T00:00:00-08:00 2012-02-24T00:00:00-08:00 2012-4281 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4281.pdf https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4280.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BX Rule 7021 2012-02-24T00:00:00-08:00 2012-02-24T00:00:00-08:00 2012-4280 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4280.pdf https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4279.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Automate the “Full Call” Notification Process Relating to Money Market Instruments and Reduce the Time Frame Within Which Notices Are Required To Be Submitted 2012-02-24T00:00:00-08:00 2012-02-24T00:00:00-08:00 2012-4279 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4279.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4195.html Notice - BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.; Order of Suspension of Trading 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4195 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4195.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4153.html Notice - Sunshine Act Meeting 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4153 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4153.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4084.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4084 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4084.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4080.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4080 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4080.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4079.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4079 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4079.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4046.html Rule - Investment Adviser Performance Compensation 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00

2012-4046 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4046.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4009.html Notice - Proposed Collection; Comment Request 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4009 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4009.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4008.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4008 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4008.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4007.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4007 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4007.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4005.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Correction With Respect to the Excess Capital Premium as Set Forth in Procedure XV (Clearing Fund Formula) of NSCC's Rules and Procedures 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4005 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4005.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4004.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4004 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4004.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4003.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and To Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4003 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4003.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-4044.html Notice - Nikron Technologies, Inc.; Order of Suspension of Trading 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-4044 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-4044.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-4043.html Notice - C$ cMoney, Inc.; Order of Suspension of Trading 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-4043 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-4043.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3902.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-3902 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3902.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3901.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-3901 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3901.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3899.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Implement a Clearing Submission Fee Credit for Institutional Brokers 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-3899 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3899.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3859.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-3859 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3859.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3858.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund Under NYSE Arca Equities Rule 8.200 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-3858 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3858.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3768.html Notice - Submission for OMB Review; Comment Request 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3768.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3767.html Notice - Proposed Collection; Comment Request 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3767.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3740.html Notice - Pacific Life Insurance Company, et al.; Notice of Application 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3740 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3740.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3739.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for “Self-Trade Prevention” on the Exchange 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3739 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3739.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3738.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for “Self-Trade Prevention” on the Exchange 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3738 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3738.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3736.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Its Automated Improvement Mechanism 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3736 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3736.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3707.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q) 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3707 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3707.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3672.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Increasing the Indication of Interest Tier 1 Credit and the Tracking Order Tier 1 Credit for ETP Holders and Market Makers 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3672 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3672.pdf