Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/02?limit=200®isters=between&min-day=1&max-day=29&mode=atom2024-05-04T20:12:25-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4808.htmlNotice - Sunshine Act Meeting Notice2012-02-28T00:00:00-08:002012-02-28T00:00:00-08:002012-4808Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4808.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4807.htmlNotice - In the Matter of: American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.; Order of Suspension of Trading2012-02-28T00:00:00-08:002012-02-28T00:00:00-08:002012-4807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4807.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4687.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees2012-02-28T00:00:00-08:002012-02-28T00:00:00-08:002012-4687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4687.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4686.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees2012-02-28T00:00:00-08:002012-02-28T00:00:00-08:002012-4686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4686.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4685.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees2012-02-28T00:00:00-08:002012-02-28T00:00:00-08:002012-4685Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4685.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4596.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Raising the Limit for Simplified Arbitration2012-02-28T00:00:00-08:002012-02-28T00:00:00-08:002012-4596Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4596.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4595.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Mediator Selection2012-02-28T00:00:00-08:002012-02-28T00:00:00-08:002012-4595Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4595.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4619.htmlNotice - Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), JMAR Technologies, Inc., Kolorfusion International, Inc. Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Lions Petroleum, Inc., (n/k/a China Hongxing Agritech, Inc.), Luna Technologies International, Inc., Litewave Corp., MDI, Inc., and MobilePro Corp.; Order of Suspension of Trading2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4619.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4618.htmlNotice - PGI Energy, Inc.; Order of Suspension of Trading2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4618.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4480.htmlNotice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing of Strike Prices2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4480.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4479.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4479Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4479.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4422.htmlNotice - Proposed Collection; Comment Request2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4422Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4422.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4421.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Procedures Related to Certain Technical and Operational Changes Relating to Operational Processing of Restructuring Credit Events Under CDS Contracts2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4421.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4420.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4420.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4403.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating to Stock Execution Clerks2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4403.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4402.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Connectivity Options and Fees2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4402.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4401.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rebates for the Competitive Liquidity Provider Program2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4401.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4400.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule to Define a Market Maker2012-02-27T00:00:00-08:002012-02-27T00:00:00-08:002012-4400Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4400.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4283.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2012-02-24T00:00:00-08:002012-02-24T00:00:00-08:002012-4283Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4283.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4282.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 476A To Update Its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A”2012-02-24T00:00:00-08:002012-02-24T00:00:00-08:002012-4282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4282.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4281.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of MSCI EM Index Options2012-02-24T00:00:00-08:002012-02-24T00:00:00-08:002012-4281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4281.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4280.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BX Rule 70212012-02-24T00:00:00-08:002012-02-24T00:00:00-08:002012-4280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4280.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4279.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Automate the “Full Call” Notification Process Relating to Money Market Instruments and Reduce the Time Frame Within Which Notices Are Required To Be Submitted2012-02-24T00:00:00-08:002012-02-24T00:00:00-08:002012-4279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4279.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4195.htmlNotice - BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.; Order of Suspension of Trading2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4195.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4153.htmlNotice - Sunshine Act Meeting2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4153.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4084.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4084.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4080.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4080.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4079.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4079.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4046.htmlRule - Investment Adviser Performance Compensation2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4046Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4046.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4009.htmlNotice - Proposed Collection; Comment Request2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4009Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4009.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4008.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4008.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4007.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4007.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4005.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Correction With Respect to the Excess Capital Premium as Set Forth in Procedure XV (Clearing Fund Formula) of NSCC's Rules and Procedures2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4005.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4004.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4004Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4004.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4003.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and To Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information2012-02-22T00:00:00-08:002012-02-22T00:00:00-08:002012-4003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4003.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/21/2012-4044.htmlNotice - Nikron Technologies, Inc.; Order of Suspension of Trading2012-02-21T00:00:00-08:002012-02-21T00:00:00-08:002012-4044Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-4044.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/21/2012-4043.htmlNotice - C$ cMoney, Inc.; Order of Suspension of Trading2012-02-21T00:00:00-08:002012-02-21T00:00:00-08:002012-4043Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-4043.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3902.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing2012-02-21T00:00:00-08:002012-02-21T00:00:00-08:002012-3902Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3902.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3901.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing2012-02-21T00:00:00-08:002012-02-21T00:00:00-08:002012-3901Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3901.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3899.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Implement a Clearing Submission Fee Credit for Institutional Brokers2012-02-21T00:00:00-08:002012-02-21T00:00:00-08:002012-3899Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3899.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3859.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange2012-02-21T00:00:00-08:002012-02-21T00:00:00-08:002012-3859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3859.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3858.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund Under NYSE Arca Equities Rule 8.2002012-02-21T00:00:00-08:002012-02-21T00:00:00-08:002012-3858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3858.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3768.htmlNotice - Submission for OMB Review; Comment Request2012-02-17T00:00:00-08:002012-02-17T00:00:00-08:002012-3768Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3768.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3767.htmlNotice - Proposed Collection; Comment Request2012-02-17T00:00:00-08:002012-02-17T00:00:00-08:002012-3767Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3767.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3740.htmlNotice - Pacific Life Insurance Company, et al.; Notice of Application2012-02-17T00:00:00-08:002012-02-17T00:00:00-08:002012-3740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3740.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3739.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for “Self-Trade Prevention” on the Exchange2012-02-17T00:00:00-08:002012-02-17T00:00:00-08:002012-3739Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3739.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3738.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for “Self-Trade Prevention” on the Exchange2012-02-17T00:00:00-08:002012-02-17T00:00:00-08:002012-3738Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3738.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3736.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Its Automated Improvement Mechanism2012-02-17T00:00:00-08:002012-02-17T00:00:00-08:002012-3736Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3736.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3707.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q)2012-02-17T00:00:00-08:002012-02-17T00:00:00-08:002012-3707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3707.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3672.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Increasing the Indication of Interest Tier 1 Credit and the Tracking Order Tier 1 Credit for ETP Holders and Market Makers2012-02-16T00:00:00-08:002012-02-16T00:00:00-08:002012-3672Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3672.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3671.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule To Increase the Investor Tier 1 Credit for ETP Holders and Market Makers2012-02-16T00:00:00-08:002012-02-16T00:00:00-08:002012-3671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3671.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3641.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for Options on the CBOE Emerging Markets ETF Volatility Index, the CBOE Brazil ETF Volatility Index and CBOE Oil ETF Volatility Index2012-02-16T00:00:00-08:002012-02-16T00:00:00-08:002012-3641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3641.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3613.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Arca Options Fee Schedule Relating to Post Liquidity Credits2012-02-16T00:00:00-08:002012-02-16T00:00:00-08:002012-3613Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3613.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3612.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC Relating to Fidelity Bonds2012-02-16T00:00:00-08:002012-02-16T00:00:00-08:002012-3612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3612.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3611.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC.; Order Granting Approval of Proposed Rule Change Amending NYSE Amex Equities Rules 504 and 509 To Modify the Quoting Requirements Applicable to Designated Market Maker Units Registered in Nasdaq Stock Market Securities Traded on the Exchange Subject to the Unlisted Trading Privileges Pilot Program2012-02-16T00:00:00-08:002012-02-16T00:00:00-08:002012-3611Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3611.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3610.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the PIMCO Global Advantage Inflation-Linked Bond Strategy Fund Under NYSE Arca Equities Rule 8.6002012-02-16T00:00:00-08:002012-02-16T00:00:00-08:002012-3610Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3610.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3609.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.23 Relating to Auctions of Exchange-Listed Securities2012-02-16T00:00:00-08:002012-02-16T00:00:00-08:002012-3609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3609.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3608.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending an Existing Rebate Relating to Qualified Contingent Cross Orders That Are Entered and Executed Through the Exchange Systems2012-02-16T00:00:00-08:002012-02-16T00:00:00-08:002012-3608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3608.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3607.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Its Automated Improvement Mechanism2012-02-16T00:00:00-08:002012-02-16T00:00:00-08:002012-3607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3607.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3556.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Pre-Market Investor Program2012-02-15T00:00:00-08:002012-02-15T00:00:00-08:002012-3556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3556.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3536.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols2012-02-15T00:00:00-08:002012-02-15T00:00:00-08:002012-3536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3536.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3472.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change Regarding Suspension of a Participant's Trading Privileges on the Exchange2012-02-15T00:00:00-08:002012-02-15T00:00:00-08:002012-3472Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3472.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3471.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Adopting FINRA Rule 4524 (Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports2012-02-15T00:00:00-08:002012-02-15T00:00:00-08:002012-3471Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3471.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3470.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q)2012-02-15T00:00:00-08:002012-02-15T00:00:00-08:002012-3470Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3470.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3469.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds)2012-02-15T00:00:00-08:002012-02-15T00:00:00-08:002012-3469Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3469.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3478.htmlNotice - Sunshine Act Meeting Notice2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3478Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3478.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3340.htmlNotice - Proposed Collection; Comment Request2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3340.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3339.htmlNotice - Proposed Collection; Comment Request2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3339Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3339.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3338.htmlNotice - Proposed Collection; Comment Request2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3338Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3338.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3337.htmlNotice - Proposed Collection; Comment Request2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3337Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3337.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3336.htmlNotice - Proposed Collection; Comment Request2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3336Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3336.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3335.htmlNotice - Proposed Collection; Comment Request2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3335Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3335.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3334.htmlNotice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3334Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3334.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3333.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fidelity Bonds2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3333Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3333.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3332.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3332Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3332.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3331.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI Denmark Capped Investable Market Index Fund2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3331Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3331.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3330.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposal To Permit Customer Cross Orders on BOX2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3330Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3330.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3329.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Certain Aspects of the Performance Bond Regime Applicable to Cleared Only OTC FX Swaps2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3329Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3329.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3328.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Related to Trading of FLEX Options2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3328Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3328.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3312.htmlRule - Reporting Line for the Commission's Inspector General2012-02-14T00:00:00-08:002012-02-14T00:00:00-08:002012-3312Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3312.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3260.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Arca Rule 6.4 To Allow Trading of Options on iShares® Silver Trust 12012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3260Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3260.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3259.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Amex Options Rule 903 To Allow Trading of Options on iShares® Silver Trust 12012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3259Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3259.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3250.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Post-Only Orders2012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3250.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3249.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Reference to an Additional Variation of an Existing Routing Strategy2012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3249.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3248.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference To Additional Variations of an Existing Routing Strategy2012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3248.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3224.htmlNotice - In the Matter of Gravity Capital Partners, LLC, 6400 S. Fiddlers Green Circle, Suite 1900, Greenwood Village, CO 80111; Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 19402012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3224.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3220.htmlNotice - Proposed Collection; Comment Request2012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3220.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3219.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, Which Shall Occur No Later Than 90 Days After Approval, If Granted and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date, Which Shall Occur No Later Than 90 Days After Approval, If Granted2012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3219.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3218.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF Under NYSE Arca Equities Rule 8.6002012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3218.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3217.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3217.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3216.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF Under NYSE Arca Equities Rule 8.6002012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3216Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3216.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3215.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund Under NYSE Arca Equities Rule 8.6002012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3215Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3215.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3214.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change To Revise Rules and Procedures Related to Certain Technical and Operational Changes Relating to Credit Default Swap Contracts2012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3214Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3214.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3213.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit OCC To Clear and Settle Spot Gold Futures, Which Are Proposed To Be Traded by NASDAQ OMX Futures Exchange, Inc.2012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-3213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3213.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/13/2012-1669.htmlProposed Rule - Regulatory Flexibility Agenda2012-02-13T00:00:00-08:002012-02-13T00:00:00-08:002012-1669Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-1669.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/10/2012-3152.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the ProShares Managed Futures Strategy Fund, ProShares Commodity Managed Futures Strategy Fund, and ProShares Financial Managed Futures Strategy Fund Under NYSE Arca Equities Rule 8.2002012-02-10T00:00:00-08:002012-02-10T00:00:00-08:002012-3152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-10/pdf/2012-3152.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/10/2012-3126.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules2012-02-10T00:00:00-08:002012-02-10T00:00:00-08:002012-3126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-10/pdf/2012-3126.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/10/2012-3095.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2012-02-10T00:00:00-08:002012-02-10T00:00:00-08:002012-3095Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-10/pdf/2012-3095.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/10/2012-3094.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2012-02-10T00:00:00-08:002012-02-10T00:00:00-08:002012-3094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-10/pdf/2012-3094.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/10/2012-3093.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2012-02-10T00:00:00-08:002012-02-10T00:00:00-08:002012-3093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-10/pdf/2012-3093.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/09/2012-3000.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Transaction Execution Fee and Credit Schedule in Rules 7014 and 70182012-02-09T00:00:00-08:002012-02-09T00:00:00-08:002012-3000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-09/pdf/2012-3000.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/09/2012-2994.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of Listing Standards for Certain Securities2012-02-09T00:00:00-08:002012-02-09T00:00:00-08:002012-2994Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-09/pdf/2012-2994.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/09/2012-2944.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the PIMCO Total Return Exchange Traded Fund Under NYSE Arca Equities Rule 8.6002012-02-09T00:00:00-08:002012-02-09T00:00:00-08:002012-2944Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-09/pdf/2012-2944.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/09/2012-2923.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Exchange Disseminated Quotations2012-02-09T00:00:00-08:002012-02-09T00:00:00-08:002012-2923Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-09/pdf/2012-2923.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2834.htmlNotice - DoubleLine Capital LP and DoubleLine Funds Trust; Notice of Application2012-02-08T00:00:00-08:002012-02-08T00:00:00-08:002012-2834Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2834.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2833.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rule 5.2(b)(1) and Adopting New NYSE Arca Equities Rule 5190 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 51902012-02-08T00:00:00-08:002012-02-08T00:00:00-08:002012-2833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2833.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2832.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 46182012-02-08T00:00:00-08:002012-02-08T00:00:00-08:002012-2832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2832.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2831.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System2012-02-08T00:00:00-08:002012-02-08T00:00:00-08:002012-2831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2831.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2812.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 902NY To Create a Reserve Floor Market Maker Amex Trading Permit2012-02-08T00:00:00-08:002012-02-08T00:00:00-08:002012-2812Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2812.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2801.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Implement a Competitive Liquidity Provider Program2012-02-08T00:00:00-08:002012-02-08T00:00:00-08:002012-2801Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2801.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2800.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Approval of Proposed Rule Change To Reduce the Duration of the Price Improvement Period (“PIP”) From One Second to One Hundred Milliseconds2012-02-08T00:00:00-08:002012-02-08T00:00:00-08:002012-2800Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2800.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2815.htmlNotice - Notice of Sunshine Act Meeting.2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2815Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2815.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2735.htmlNotice - Proposed Collection; Comment Request2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2735Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2735.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2734.htmlNotice - Proposed Collection; Comment Request2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2734Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2734.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2733.htmlNotice - Henderson Global Funds, et al.; Notice of Application2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2733Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2733.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2732.htmlNotice - Submission for OMB Review; Comment Request2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2732.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2681.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed for Subscription to WebLink ACT under Rule 7015(e)2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2681Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2681.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2680.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for Amendments to the Trading Activity Fee Rate for Transactions in Covered Equity Securities2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2680Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2680.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2670.htmlNotice - Rand Capital Corporation, et al.; Notice of Application2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2670.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2669.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Rule Violation Plan2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2669.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2668.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals for SLV and USO Options2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2668.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2641.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a New Product, TradeInfo PHLX, and Amend the Fee Schedule to Add a Related Subscription Fee2012-02-07T00:00:00-08:002012-02-07T00:00:00-08:002012-2641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2641.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2693.htmlNotice - American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., and Xechem International, Inc.; Order of Suspension of Trading2012-02-06T00:00:00-08:002012-02-06T00:00:00-08:002012-2693Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2693.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2692.htmlNotice - In the Matter of Beicang Iron & Steel, Inc.; Order of Suspension of Trading2012-02-06T00:00:00-08:002012-02-06T00:00:00-08:002012-2692Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2692.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2691.htmlNotice - China Agro-Technology Holdings Ltd.; Order of Suspension of Trading2012-02-06T00:00:00-08:002012-02-06T00:00:00-08:002012-2691Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2691.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2689.htmlNotice - In the Matter of Blue Earth Refineries, Inc.; Order of Suspension of Trading2012-02-06T00:00:00-08:002012-02-06T00:00:00-08:002012-2689Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2689.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2688.htmlNotice - BluePoint Linux Software Corp., China Bottles Inc., Long-e International, Inc., and Nano Superlattice Technology, Inc.; Order of Suspension of Trading2012-02-06T00:00:00-08:002012-02-06T00:00:00-08:002012-2688Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2688.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2687.htmlNotice - In the Matter of Along Mobile Technologies, Inc., and China Yingxia International, Inc., Order of Suspension of Trading2012-02-06T00:00:00-08:002012-02-06T00:00:00-08:002012-2687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2687.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2588.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed Under Rule 7015(c) for Subscription to Computer to Computer Interface Stations2012-02-06T00:00:00-08:002012-02-06T00:00:00-08:002012-2588Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2588.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2433.htmlNotice - Northwestern Mutual Series Fund, Inc. and Mason Street Advisors, LLC; Notice of Application2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2433Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2433.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2409.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2409.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2408.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2408.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2407.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2407Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2407.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2404.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Rule 4753(c)2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2404.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2403.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2403.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2399.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2399.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2398.htmlNotice - Proposed Collection; Comment Request2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2398Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2398.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2397.htmlNotice - Proposed Collection; Comment Request2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2397Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2397.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2396.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 3230 (Telemarketing) in the FINRA Consolidated Rulebook2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2396Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2396.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2395.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend the BOX Fee Schedule With Respect to Credits and Fees for Transactions in the BOX PIP2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2395Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2395.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2394.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Increase the Trading Activity Fee Rate for Transactions in Covered Equity Securities2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2394Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2394.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2393.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2393Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2393.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2392.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers2012-02-03T00:00:00-08:002012-02-03T00:00:00-08:002012-2392Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2392.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2411.htmlNotice - Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc.; Order of Suspension of Trading2012-02-02T00:00:00-08:002012-02-02T00:00:00-08:002012-2411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2411.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2337.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amend the Definition of Theoretical Price2012-02-02T00:00:00-08:002012-02-02T00:00:00-08:002012-2337Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2337.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2288.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Public Directors2012-02-02T00:00:00-08:002012-02-02T00:00:00-08:002012-2288Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2288.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2238.htmlNotice - Proposed Collection; Comment Request2012-02-02T00:00:00-08:002012-02-02T00:00:00-08:002012-2238Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2238.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2237.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Adopt Rules Governing S&P 500 Option Variance Basket Trades2012-02-02T00:00:00-08:002012-02-02T00:00:00-08:002012-2237Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2237.pdfhttps://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2231.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Its Cleared-only OTC FX Clearing Offering2012-02-02T00:00:00-08:002012-02-02T00:00:00-08:002012-2231Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2231.pdf