Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/02?limit=200&registers=between&min-day=1&max-day=29&mode=atom 2024-07-17T07:32:44-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4808.html Notice - Sunshine Act Meeting Notice 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4808 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4808.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4807.html Notice - In the Matter of: American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.; Order of Suspension of Trading 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4807 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4807.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4687.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4687 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4687.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4686.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4686 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4686.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4685.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4685 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4685.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4596.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Raising the Limit for Simplified Arbitration 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4596 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4596.pdf https://regulations.justia.com/regulations/fedreg/2012/02/28/2012-4595.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Mediator Selection 2012-02-28T00:00:00-08:00 2012-02-28T00:00:00-08:00 2012-4595 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-28/pdf/2012-4595.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4619.html Notice - Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), JMAR Technologies, Inc., Kolorfusion International, Inc. Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Lions Petroleum, Inc., (n/k/a China Hongxing Agritech, Inc.), Luna Technologies International, Inc., Litewave Corp., MDI, Inc., and MobilePro Corp.; Order of Suspension of Trading 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4619 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4619.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4618.html Notice - PGI Energy, Inc.; Order of Suspension of Trading 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4618 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4618.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4480.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing of Strike Prices 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4480 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4480.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4479.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4479 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4479.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4422.html Notice - Proposed Collection; Comment Request 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4422 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4422.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4421.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Procedures Related to Certain Technical and Operational Changes Relating to Operational Processing of Restructuring Credit Events Under CDS Contracts 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4421 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4421.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4420.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4420 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4420.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4403.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Relating to Stock Execution Clerks 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4403 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4403.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4402.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Connectivity Options and Fees 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4402 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4402.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4401.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rebates for the Competitive Liquidity Provider Program 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4401 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4401.pdf https://regulations.justia.com/regulations/fedreg/2012/02/27/2012-4400.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule to Define a Market Maker 2012-02-27T00:00:00-08:00 2012-02-27T00:00:00-08:00 2012-4400 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-27/pdf/2012-4400.pdf https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4283.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-02-24T00:00:00-08:00 2012-02-24T00:00:00-08:00 2012-4283 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4283.pdf https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4282.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 476A To Update Its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A” 2012-02-24T00:00:00-08:00 2012-02-24T00:00:00-08:00 2012-4282 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4282.pdf https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4281.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of MSCI EM Index Options 2012-02-24T00:00:00-08:00 2012-02-24T00:00:00-08:00 2012-4281 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4281.pdf https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4280.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BX Rule 7021 2012-02-24T00:00:00-08:00 2012-02-24T00:00:00-08:00 2012-4280 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4280.pdf https://regulations.justia.com/regulations/fedreg/2012/02/24/2012-4279.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Automate the “Full Call” Notification Process Relating to Money Market Instruments and Reduce the Time Frame Within Which Notices Are Required To Be Submitted 2012-02-24T00:00:00-08:00 2012-02-24T00:00:00-08:00 2012-4279 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-24/pdf/2012-4279.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4195.html Notice - BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.; Order of Suspension of Trading 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4195 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4195.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4153.html Notice - Sunshine Act Meeting 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4153 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4153.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4084.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4084 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4084.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4080.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4080 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4080.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4079.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4079 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4079.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4046.html Rule - Investment Adviser Performance Compensation 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4046 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4046.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4009.html Notice - Proposed Collection; Comment Request 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4009 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4009.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4008.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4008 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4008.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4007.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4007 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4007.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4005.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Correction With Respect to the Excess Capital Premium as Set Forth in Procedure XV (Clearing Fund Formula) of NSCC's Rules and Procedures 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4005 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4005.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4004.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4004 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4004.pdf https://regulations.justia.com/regulations/fedreg/2012/02/22/2012-4003.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and To Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information 2012-02-22T00:00:00-08:00 2012-02-22T00:00:00-08:00 2012-4003 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-22/pdf/2012-4003.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-4044.html Notice - Nikron Technologies, Inc.; Order of Suspension of Trading 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-4044 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-4044.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-4043.html Notice - C$ cMoney, Inc.; Order of Suspension of Trading 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-4043 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-4043.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3902.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-3902 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3902.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3901.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-3901 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3901.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3899.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Implement a Clearing Submission Fee Credit for Institutional Brokers 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-3899 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3899.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3859.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-3859 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3859.pdf https://regulations.justia.com/regulations/fedreg/2012/02/21/2012-3858.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund Under NYSE Arca Equities Rule 8.200 2012-02-21T00:00:00-08:00 2012-02-21T00:00:00-08:00 2012-3858 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-21/pdf/2012-3858.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3768.html Notice - Submission for OMB Review; Comment Request 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3768.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3767.html Notice - Proposed Collection; Comment Request 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3767.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3740.html Notice - Pacific Life Insurance Company, et al.; Notice of Application 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3740 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3740.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3739.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for “Self-Trade Prevention” on the Exchange 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3739 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3739.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3738.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for “Self-Trade Prevention” on the Exchange 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3738 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3738.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3736.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Its Automated Improvement Mechanism 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3736 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3736.pdf https://regulations.justia.com/regulations/fedreg/2012/02/17/2012-3707.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q) 2012-02-17T00:00:00-08:00 2012-02-17T00:00:00-08:00 2012-3707 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-17/pdf/2012-3707.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3672.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Increasing the Indication of Interest Tier 1 Credit and the Tracking Order Tier 1 Credit for ETP Holders and Market Makers 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3672 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3672.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3671.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule To Increase the Investor Tier 1 Credit for ETP Holders and Market Makers 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3671 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3671.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3641.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for Options on the CBOE Emerging Markets ETF Volatility Index, the CBOE Brazil ETF Volatility Index and CBOE Oil ETF Volatility Index 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3641.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3613.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Arca Options Fee Schedule Relating to Post Liquidity Credits 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3613 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3613.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3612.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC Relating to Fidelity Bonds 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3612 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3612.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3611.html Notice - Self-Regulatory Organizations; NYSE Amex LLC.; Order Granting Approval of Proposed Rule Change Amending NYSE Amex Equities Rules 504 and 509 To Modify the Quoting Requirements Applicable to Designated Market Maker Units Registered in Nasdaq Stock Market Securities Traded on the Exchange Subject to the Unlisted Trading Privileges Pilot Program 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3611 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3611.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3610.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the PIMCO Global Advantage Inflation-Linked Bond Strategy Fund Under NYSE Arca Equities Rule 8.600 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3610 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3610.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3609.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.23 Relating to Auctions of Exchange-Listed Securities 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3609 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3609.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3608.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending an Existing Rebate Relating to Qualified Contingent Cross Orders That Are Entered and Executed Through the Exchange Systems 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3608 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3608.pdf https://regulations.justia.com/regulations/fedreg/2012/02/16/2012-3607.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Its Automated Improvement Mechanism 2012-02-16T00:00:00-08:00 2012-02-16T00:00:00-08:00 2012-3607 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-16/pdf/2012-3607.pdf https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3556.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Pre-Market Investor Program 2012-02-15T00:00:00-08:00 2012-02-15T00:00:00-08:00 2012-3556 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3556.pdf https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3536.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2012-02-15T00:00:00-08:00 2012-02-15T00:00:00-08:00 2012-3536 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3536.pdf https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3472.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change Regarding Suspension of a Participant's Trading Privileges on the Exchange 2012-02-15T00:00:00-08:00 2012-02-15T00:00:00-08:00 2012-3472 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3472.pdf https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3471.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Adopting FINRA Rule 4524 (Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports 2012-02-15T00:00:00-08:00 2012-02-15T00:00:00-08:00 2012-3471 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3471.pdf https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3470.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q) 2012-02-15T00:00:00-08:00 2012-02-15T00:00:00-08:00 2012-3470 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3470.pdf https://regulations.justia.com/regulations/fedreg/2012/02/15/2012-3469.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds) 2012-02-15T00:00:00-08:00 2012-02-15T00:00:00-08:00 2012-3469 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-15/pdf/2012-3469.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3478.html Notice - Sunshine Act Meeting Notice 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3478 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3478.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3340.html Notice - Proposed Collection; Comment Request 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3340 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3340.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3339.html Notice - Proposed Collection; Comment Request 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3339 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3339.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3338.html Notice - Proposed Collection; Comment Request 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3338 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3338.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3337.html Notice - Proposed Collection; Comment Request 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3337 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3337.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3336.html Notice - Proposed Collection; Comment Request 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3336 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3336.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3335.html Notice - Proposed Collection; Comment Request 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3335 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3335.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3334.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3334 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3334.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3333.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fidelity Bonds 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3333 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3333.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3332.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3332 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3332.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3331.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI Denmark Capped Investable Market Index Fund 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3331 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3331.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3330.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposal To Permit Customer Cross Orders on BOX 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3330 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3330.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3329.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Certain Aspects of the Performance Bond Regime Applicable to Cleared Only OTC FX Swaps 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3329 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3329.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3328.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Related to Trading of FLEX Options 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3328 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3328.pdf https://regulations.justia.com/regulations/fedreg/2012/02/14/2012-3312.html Rule - Reporting Line for the Commission's Inspector General 2012-02-14T00:00:00-08:00 2012-02-14T00:00:00-08:00 2012-3312 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-02-14/pdf/2012-3312.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3260.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Arca Rule 6.4 To Allow Trading of Options on iShares® Silver Trust 1 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3260 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3260.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3259.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Amex Options Rule 903 To Allow Trading of Options on iShares® Silver Trust 1 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3259 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3259.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3250.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Post-Only Orders 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3250 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3250.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3249.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Reference to an Additional Variation of an Existing Routing Strategy 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3249 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3249.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3248.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference To Additional Variations of an Existing Routing Strategy 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3248 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3248.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3224.html Notice - In the Matter of Gravity Capital Partners, LLC, 6400 S. Fiddlers Green Circle, Suite 1900, Greenwood Village, CO 80111; Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3224 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3224.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3220.html Notice - Proposed Collection; Comment Request 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3220 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3220.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3219.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, Which Shall Occur No Later Than 90 Days After Approval, If Granted and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date, Which Shall Occur No Later Than 90 Days After Approval, If Granted 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3219.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3218.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF Under NYSE Arca Equities Rule 8.600 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3218.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3217.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3217 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3217.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3216.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF Under NYSE Arca Equities Rule 8.600 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3216 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3216.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3215.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund Under NYSE Arca Equities Rule 8.600 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3215 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3215.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3214.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change To Revise Rules and Procedures Related to Certain Technical and Operational Changes Relating to Credit Default Swap Contracts 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3214 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3214.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-3213.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit OCC To Clear and Settle Spot Gold Futures, Which Are Proposed To Be Traded by NASDAQ OMX Futures Exchange, Inc. 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-3213 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-3213.pdf https://regulations.justia.com/regulations/fedreg/2012/02/13/2012-1669.html Proposed Rule - Regulatory Flexibility Agenda 2012-02-13T00:00:00-08:00 2012-02-13T00:00:00-08:00 2012-1669 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-02-13/pdf/2012-1669.pdf https://regulations.justia.com/regulations/fedreg/2012/02/10/2012-3152.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the ProShares Managed Futures Strategy Fund, ProShares Commodity Managed Futures Strategy Fund, and ProShares Financial Managed Futures Strategy Fund Under NYSE Arca Equities Rule 8.200 2012-02-10T00:00:00-08:00 2012-02-10T00:00:00-08:00 2012-3152 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-10/pdf/2012-3152.pdf https://regulations.justia.com/regulations/fedreg/2012/02/10/2012-3126.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules 2012-02-10T00:00:00-08:00 2012-02-10T00:00:00-08:00 2012-3126 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-10/pdf/2012-3126.pdf https://regulations.justia.com/regulations/fedreg/2012/02/10/2012-3095.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-02-10T00:00:00-08:00 2012-02-10T00:00:00-08:00 2012-3095 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-10/pdf/2012-3095.pdf https://regulations.justia.com/regulations/fedreg/2012/02/10/2012-3094.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-02-10T00:00:00-08:00 2012-02-10T00:00:00-08:00 2012-3094 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-10/pdf/2012-3094.pdf https://regulations.justia.com/regulations/fedreg/2012/02/10/2012-3093.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2012-02-10T00:00:00-08:00 2012-02-10T00:00:00-08:00 2012-3093 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-10/pdf/2012-3093.pdf https://regulations.justia.com/regulations/fedreg/2012/02/09/2012-3000.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Transaction Execution Fee and Credit Schedule in Rules 7014 and 7018 2012-02-09T00:00:00-08:00 2012-02-09T00:00:00-08:00 2012-3000 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-09/pdf/2012-3000.pdf https://regulations.justia.com/regulations/fedreg/2012/02/09/2012-2994.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of Listing Standards for Certain Securities 2012-02-09T00:00:00-08:00 2012-02-09T00:00:00-08:00 2012-2994 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-09/pdf/2012-2994.pdf https://regulations.justia.com/regulations/fedreg/2012/02/09/2012-2944.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the PIMCO Total Return Exchange Traded Fund Under NYSE Arca Equities Rule 8.600 2012-02-09T00:00:00-08:00 2012-02-09T00:00:00-08:00 2012-2944 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-09/pdf/2012-2944.pdf https://regulations.justia.com/regulations/fedreg/2012/02/09/2012-2923.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Exchange Disseminated Quotations 2012-02-09T00:00:00-08:00 2012-02-09T00:00:00-08:00 2012-2923 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-09/pdf/2012-2923.pdf https://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2834.html Notice - DoubleLine Capital LP and DoubleLine Funds Trust; Notice of Application 2012-02-08T00:00:00-08:00 2012-02-08T00:00:00-08:00 2012-2834 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2834.pdf https://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2833.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rule 5.2(b)(1) and Adopting New NYSE Arca Equities Rule 5190 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5190 2012-02-08T00:00:00-08:00 2012-02-08T00:00:00-08:00 2012-2833 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2833.pdf https://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2832.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4618 2012-02-08T00:00:00-08:00 2012-02-08T00:00:00-08:00 2012-2832 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2832.pdf https://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2831.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System 2012-02-08T00:00:00-08:00 2012-02-08T00:00:00-08:00 2012-2831 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2831.pdf https://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2812.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 902NY To Create a Reserve Floor Market Maker Amex Trading Permit 2012-02-08T00:00:00-08:00 2012-02-08T00:00:00-08:00 2012-2812 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2812.pdf https://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2801.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Implement a Competitive Liquidity Provider Program 2012-02-08T00:00:00-08:00 2012-02-08T00:00:00-08:00 2012-2801 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2801.pdf https://regulations.justia.com/regulations/fedreg/2012/02/08/2012-2800.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Approval of Proposed Rule Change To Reduce the Duration of the Price Improvement Period (“PIP”) From One Second to One Hundred Milliseconds 2012-02-08T00:00:00-08:00 2012-02-08T00:00:00-08:00 2012-2800 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-08/pdf/2012-2800.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2815.html Notice - Notice of Sunshine Act Meeting. 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2815 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2815.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2735.html Notice - Proposed Collection; Comment Request 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2735 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2735.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2734.html Notice - Proposed Collection; Comment Request 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2734 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2734.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2733.html Notice - Henderson Global Funds, et al.; Notice of Application 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2733 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2733.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2732.html Notice - Submission for OMB Review; Comment Request 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2732 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2732.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2681.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed for Subscription to WebLink ACT under Rule 7015(e) 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2681 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2681.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2680.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for Amendments to the Trading Activity Fee Rate for Transactions in Covered Equity Securities 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2680 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2680.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2670.html Notice - Rand Capital Corporation, et al.; Notice of Application 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2670 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2670.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2669.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Rule Violation Plan 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2669 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2669.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2668.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals for SLV and USO Options 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2668 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2668.pdf https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2641.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a New Product, TradeInfo PHLX, and Amend the Fee Schedule to Add a Related Subscription Fee 2012-02-07T00:00:00-08:00 2012-02-07T00:00:00-08:00 2012-2641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-07/pdf/2012-2641.pdf https://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2693.html Notice - American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., and Xechem International, Inc.; Order of Suspension of Trading 2012-02-06T00:00:00-08:00 2012-02-06T00:00:00-08:00 2012-2693 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2693.pdf https://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2692.html Notice - In the Matter of Beicang Iron & Steel, Inc.; Order of Suspension of Trading 2012-02-06T00:00:00-08:00 2012-02-06T00:00:00-08:00 2012-2692 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2692.pdf https://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2691.html Notice - China Agro-Technology Holdings Ltd.; Order of Suspension of Trading 2012-02-06T00:00:00-08:00 2012-02-06T00:00:00-08:00 2012-2691 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2691.pdf https://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2689.html Notice - In the Matter of Blue Earth Refineries, Inc.; Order of Suspension of Trading 2012-02-06T00:00:00-08:00 2012-02-06T00:00:00-08:00 2012-2689 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2689.pdf https://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2688.html Notice - BluePoint Linux Software Corp., China Bottles Inc., Long-e International, Inc., and Nano Superlattice Technology, Inc.; Order of Suspension of Trading 2012-02-06T00:00:00-08:00 2012-02-06T00:00:00-08:00 2012-2688 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2688.pdf https://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2687.html Notice - In the Matter of Along Mobile Technologies, Inc., and China Yingxia International, Inc., Order of Suspension of Trading 2012-02-06T00:00:00-08:00 2012-02-06T00:00:00-08:00 2012-2687 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2687.pdf https://regulations.justia.com/regulations/fedreg/2012/02/06/2012-2588.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed Under Rule 7015(c) for Subscription to Computer to Computer Interface Stations 2012-02-06T00:00:00-08:00 2012-02-06T00:00:00-08:00 2012-2588 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-06/pdf/2012-2588.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2433.html Notice - Northwestern Mutual Series Fund, Inc. and Mason Street Advisors, LLC; Notice of Application 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2433 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2433.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2409.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2409 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2409.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2408.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2408 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2408.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2407.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2407 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2407.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2404.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Rule 4753(c) 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2404 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2404.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2403.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2403 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2403.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2399.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2399 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2399.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2398.html Notice - Proposed Collection; Comment Request 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2398 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2398.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2397.html Notice - Proposed Collection; Comment Request 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2397 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2397.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2396.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 3230 (Telemarketing) in the FINRA Consolidated Rulebook 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2396 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2396.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2395.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend the BOX Fee Schedule With Respect to Credits and Fees for Transactions in the BOX PIP 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2395 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2395.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2394.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Increase the Trading Activity Fee Rate for Transactions in Covered Equity Securities 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2394 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2394.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2393.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2393 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2393.pdf https://regulations.justia.com/regulations/fedreg/2012/02/03/2012-2392.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers 2012-02-03T00:00:00-08:00 2012-02-03T00:00:00-08:00 2012-2392 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-03/pdf/2012-2392.pdf https://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2411.html Notice - Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc.; Order of Suspension of Trading 2012-02-02T00:00:00-08:00 2012-02-02T00:00:00-08:00 2012-2411 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2411.pdf https://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2337.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amend the Definition of Theoretical Price 2012-02-02T00:00:00-08:00 2012-02-02T00:00:00-08:00 2012-2337 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2337.pdf https://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2288.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Public Directors 2012-02-02T00:00:00-08:00 2012-02-02T00:00:00-08:00 2012-2288 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2288.pdf https://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2238.html Notice - Proposed Collection; Comment Request 2012-02-02T00:00:00-08:00 2012-02-02T00:00:00-08:00 2012-2238 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2238.pdf https://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2237.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Adopt Rules Governing S&P 500 Option Variance Basket Trades 2012-02-02T00:00:00-08:00 2012-02-02T00:00:00-08:00 2012-2237 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2237.pdf https://regulations.justia.com/regulations/fedreg/2012/02/02/2012-2231.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Its Cleared-only OTC FX Clearing Offering 2012-02-02T00:00:00-08:00 2012-02-02T00:00:00-08:00 2012-2231 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-02-02/pdf/2012-2231.pdf