Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/01?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-04T16:11:18-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2161.html Notice - In the Matter of Airbee Wireless, Inc., Axial Vector Engine Corp. (n/k/a Avec Corporation), and Exploration Drilling International, Inc.; Order of Suspension of Trading 2012-01-31T00:00:00-08:00 2012-01-31T00:00:00-08:00 2012-2161 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2161.pdf https://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2160.html Notice - Onyx Service & Solutions, Inc.; Order of Suspension of Trading 2012-01-31T00:00:00-08:00 2012-01-31T00:00:00-08:00 2012-2160 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2160.pdf https://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2126.html Notice - Sunshine Act Meeting 2012-01-31T00:00:00-08:00 2012-01-31T00:00:00-08:00 2012-2126 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2126.pdf https://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2037.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program 2012-01-31T00:00:00-08:00 2012-01-31T00:00:00-08:00 2012-2037 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2037.pdf https://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2036.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 902NY To Create a Reserve Floor Market Maker Amex Trading Permit 2012-01-31T00:00:00-08:00 2012-01-31T00:00:00-08:00 2012-2036 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2036.pdf https://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2022.html Notice - BOX Options Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 2012-01-31T00:00:00-08:00 2012-01-31T00:00:00-08:00 2012-2022 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2022.pdf https://regulations.justia.com/regulations/fedreg/2012/01/31/2012-2021.html Notice - Order Granting Application by BOX Options Exchange LLC for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act 2012-01-31T00:00:00-08:00 2012-01-31T00:00:00-08:00 2012-2021 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-2021.pdf https://regulations.justia.com/regulations/fedreg/2012/01/31/2012-1987.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Complex Order Processing in Hybrid 3.0 Classes 2012-01-31T00:00:00-08:00 2012-01-31T00:00:00-08:00 2012-1987 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-1987.pdf https://regulations.justia.com/regulations/fedreg/2012/01/31/2012-1986.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Legging Orders 2012-01-31T00:00:00-08:00 2012-01-31T00:00:00-08:00 2012-1986 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-1986.pdf https://regulations.justia.com/regulations/fedreg/2012/01/31/2012-1978.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility 2012-01-31T00:00:00-08:00 2012-01-31T00:00:00-08:00 2012-1978 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-31/pdf/2012-1978.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-2034.html Notice - Sunshine Act Meeting 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-2034 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-2034.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1941.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish an NYBX Immediate-or-Cancel Order 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1941 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1941.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1918.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change Amending EDGA Rule 11.9 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1918 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1918.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1917.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 2012 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1917 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1917.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1916.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 2012 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1916 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1916.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1893.html Notice - Incapital LLC and Incapital Unit Trust; Notice of Application 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1893 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1893.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1892.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rule 5730 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1892 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1892.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1890.html Notice - GE Asset Management Incorporated, et al.; Notice of Application and Temporary Order 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1890 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1890.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1886.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1886 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1886.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1885.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1885 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1885.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1884.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1884 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1884.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1883.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 2012 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1883 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1883.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1882.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 2012 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1882 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1882.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1881.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1881 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1881.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1880.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 To Amend FINRA Rule 4560 (Short-Interest Reporting) 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1880 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1880.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1870.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1870 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1870.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1869.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointments in Hybrid 3.0 Classes 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1869 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1869.pdf https://regulations.justia.com/regulations/fedreg/2012/01/27/2012-1903.html Notice - In the Matter of Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.); Order of Suspension of Trading 2012-01-27T00:00:00-08:00 2012-01-27T00:00:00-08:00 2012-1903 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-27/pdf/2012-1903.pdf https://regulations.justia.com/regulations/fedreg/2012/01/27/2012-1742.html Notice - Submission for OMB Review; Comment Request 2012-01-27T00:00:00-08:00 2012-01-27T00:00:00-08:00 2012-1742 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-27/pdf/2012-1742.pdf https://regulations.justia.com/regulations/fedreg/2012/01/27/2012-1741.html Notice - Submission for OMB Review; Comment Request 2012-01-27T00:00:00-08:00 2012-01-27T00:00:00-08:00 2012-1741 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-27/pdf/2012-1741.pdf https://regulations.justia.com/regulations/fedreg/2012/01/27/2012-1740.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants 2012-01-27T00:00:00-08:00 2012-01-27T00:00:00-08:00 2012-1740 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-27/pdf/2012-1740.pdf https://regulations.justia.com/regulations/fedreg/2012/01/27/2012-1739.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants 2012-01-27T00:00:00-08:00 2012-01-27T00:00:00-08:00 2012-1739 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-27/pdf/2012-1739.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1628.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Complex Order Price Check Parameter Features 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1628 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1628.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1627.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Automatic Execution and Complex Order Price Check Parameter Features 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1627 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1627.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1617.html Notice - Submission for OMB Review; Comment Request 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1617 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1617.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1589.html Notice - Submission for OMB Review; Comment Request 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1589 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1589.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1588.html Notice - Submission for OMB Review; Comment Request 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1588 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1588.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1587.html Notice - Submission for OMB Review; Comment Request 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1587 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1587.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1585.html Notice - Submission for OMB Review; Comment Request 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1585 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1585.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1584.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reformatting the Fee Schedule 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1584 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1584.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1583.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Real-Time Risk Management Fee and Other Clarifying Amendments 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1583 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1583.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1582.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade the Accuvest Global Opportunities ETF Under NYSE Arca Equities Rule 8.600 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1582 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1582.pdf https://regulations.justia.com/regulations/fedreg/2012/01/26/2012-1581.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt FINRA Rule 5123 (Private Placements of Securities) in the Consolidated FINRA Rulebook 2012-01-26T00:00:00-08:00 2012-01-26T00:00:00-08:00 2012-1581 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-26/pdf/2012-1581.pdf https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1522.html Notice - Order Making Fiscal Year 2012 Annual Adjustments to Transaction Fee Rates 2012-01-25T00:00:00-08:00 2012-01-25T00:00:00-08:00 2012-1522 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1522.pdf https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1521.html Rule - Covered Securities of Bats Exchange, Inc. 2012-01-25T00:00:00-08:00 2012-01-25T00:00:00-08:00 2012-1521 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1521.pdf https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1486.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility 2012-01-25T00:00:00-08:00 2012-01-25T00:00:00-08:00 2012-1486 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1486.pdf https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1485.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related To Trading Pauses Due to Extraordinary Market Volatility 2012-01-25T00:00:00-08:00 2012-01-25T00:00:00-08:00 2012-1485 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1485.pdf https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1484.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews 2012-01-25T00:00:00-08:00 2012-01-25T00:00:00-08:00 2012-1484 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1484.pdf https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1483.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews 2012-01-25T00:00:00-08:00 2012-01-25T00:00:00-08:00 2012-1483 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1483.pdf https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1482.html Notice - New York Life Insurance and Annuity Corporation, et al., Notice of Application 2012-01-25T00:00:00-08:00 2012-01-25T00:00:00-08:00 2012-1482 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1482.pdf https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1445.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Relative Performance Options 2012-01-25T00:00:00-08:00 2012-01-25T00:00:00-08:00 2012-1445 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1445.pdf https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1444.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendments to NYSE Arca Rule 9.4 and NYSE Equities Inc. Rules 5.3(d) and 9.4 Relating to Discretionary Proxy Voting on Executive Compensation Matters and Election of Directors To Comply With the Dodd-Frank Act 2012-01-25T00:00:00-08:00 2012-01-25T00:00:00-08:00 2012-1444 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1444.pdf https://regulations.justia.com/regulations/fedreg/2012/01/25/2012-1378.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Modify a Practice in Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement 2012-01-25T00:00:00-08:00 2012-01-25T00:00:00-08:00 2012-1378 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-25/pdf/2012-1378.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1455.html Notice - In the Matter of Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.; Order of Suspension of Trading 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1455 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1455.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1290.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II Under NYSE Arca Equities Rule 8.200 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1290.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1289.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1289.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1288.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting NASDAQ OMX PSX To Accept Inbound Orders That Nasdaq Execution Services, LLC Routes in Its Capacity as a Facility of the NASDAQ Stock Market LLC 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1288 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1288.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1287.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1287 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1287.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1286.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q) 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1286 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1286.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1285.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1285 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1285.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1284.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1284 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1284.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1276.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1276 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1276.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1408.html Notice - Sunshine Act Meeting 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1408 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1408.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1298.html Notice - TapSlide, Inc., TTC Technology Corp. (f/k/a SmarTire Systems Inc.), TWL Corp., TXP Corp., Valentec Systems, Inc. (f/k/a Acorn Holdings Corp.), Verdant Technology Corp., and VPGI Corp.; Order of Suspension of Trading 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1298 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1298.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1238.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1238 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1238.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1236.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1236 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1236.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1233.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1233 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1233.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1232.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Enhanced Display Distributor Fee 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1232 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1232.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1177.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange, LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in Which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V. 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1177 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1177.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1176.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1176 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1176.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1175.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1175 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1175.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1174.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Decouple and Extend CBOE's Credit Option Margin Pilot Program to January 17, 2013 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1174 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1174.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1167.html Notice - Proposed Collection; Comment Request 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1167 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1167.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1166.html Notice - Main Street Capital Corporation, et al.; Notice of Application 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1166 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1166.pdf https://regulations.justia.com/regulations/fedreg/2012/01/23/2012-1137.html Notice - Comment Request for Study Regarding Financial Literacy Among Investors 2012-01-23T00:00:00-08:00 2012-01-23T00:00:00-08:00 2012-1137 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-23/pdf/2012-1137.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/C1-2011-33715.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) To Remove the PNP Plus Order Type 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 C1-2011-33715 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/C1-2011-33715.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1068.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1068 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1068.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1045.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1045 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1045.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1036.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend to January 17, 2013 the Implementation of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1036 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1036.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1035.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1035 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1035.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1034.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 4613(a)(2)(F) and (G) To Allow Exchange Market Makers To Opt Out of the Automated Quote Management Service 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1034 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1034.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1026.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1026 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1026.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1025.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1025 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1025.pdf https://regulations.justia.com/regulations/fedreg/2012/01/19/2012-897.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-01-19T00:00:00-08:00 2012-01-19T00:00:00-08:00 2012-897 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-19/pdf/2012-897.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-818.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-818 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-818.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-781.html Notice - Submission for OMB Review; Comment Request 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-781 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-781.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-780.html Notice - Submission for OMB Review; Comment Request 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-780 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-780.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-779.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Assess Fees for Derivative Securities Products 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-779 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-779.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-778.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Price List To Revise Its Schedule of Rebates Paid to Designated Market Makers for Providing Liquidity on the Exchange and To Delete References to Round and Odd Lot Transactions 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-778 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-778.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-777.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 2012 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-777 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-777.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-776.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 2012 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-776 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-776.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-775.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until July 31, 2012 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-775 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-775.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-774.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until July 31, 2012 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-774 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-774.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-773.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of The Pilot Until July 31, 2012 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-773 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-773.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-772.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until July 31, 2012 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-772 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-772.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-771.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Changes to Rule 6.51 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-771 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-771.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-770.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-770 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-770.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-769.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-769.pdf https://regulations.justia.com/regulations/fedreg/2012/01/18/2012-764.html Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2012 2012-01-18T00:00:00-08:00 2012-01-18T00:00:00-08:00 2012-764 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-764.pdf https://regulations.justia.com/regulations/fedreg/2012/01/17/2012-892.html Notice - Sunshine Act Meeting 2012-01-17T00:00:00-08:00 2012-01-17T00:00:00-08:00 2012-892 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-17/pdf/2012-892.pdf https://regulations.justia.com/regulations/fedreg/2012/01/17/2012-686.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Integrated Data Feed 2012-01-17T00:00:00-08:00 2012-01-17T00:00:00-08:00 2012-686 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-17/pdf/2012-686.pdf https://regulations.justia.com/regulations/fedreg/2012/01/17/2012-685.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate To Add Liquidity in Penny Pilot Options 2012-01-17T00:00:00-08:00 2012-01-17T00:00:00-08:00 2012-685 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-17/pdf/2012-685.pdf https://regulations.justia.com/regulations/fedreg/2012/01/17/2012-684.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q) 2012-01-17T00:00:00-08:00 2012-01-17T00:00:00-08:00 2012-684 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-17/pdf/2012-684.pdf https://regulations.justia.com/regulations/fedreg/2012/01/17/2012-637.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX 2012-01-17T00:00:00-08:00 2012-01-17T00:00:00-08:00 2012-637 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-17/pdf/2012-637.pdf https://regulations.justia.com/regulations/fedreg/2012/01/13/2012-587.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Allow the Mortgage-Backed Securities Division To Provide Guaranteed Settlement and Central Counterparty Services 2012-01-13T00:00:00-08:00 2012-01-13T00:00:00-08:00 2012-587 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-587.pdf https://regulations.justia.com/regulations/fedreg/2012/01/13/2012-552.html Notice - Advisory Committee on Small and Emerging Companies 2012-01-13T00:00:00-08:00 2012-01-13T00:00:00-08:00 2012-552 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-552.pdf https://regulations.justia.com/regulations/fedreg/2012/01/13/2012-533.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Rule Regarding the Brokerplex Order Entry, Recordation, and Management System 2012-01-13T00:00:00-08:00 2012-01-13T00:00:00-08:00 2012-533 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-533.pdf https://regulations.justia.com/regulations/fedreg/2012/01/13/2012-532.html Notice - Submission for OMB Review; Comment Request 2012-01-13T00:00:00-08:00 2012-01-13T00:00:00-08:00 2012-532 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-532.pdf https://regulations.justia.com/regulations/fedreg/2012/01/13/2012-531.html Notice - Submission for OMB Review; Comment Request 2012-01-13T00:00:00-08:00 2012-01-13T00:00:00-08:00 2012-531 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-531.pdf https://regulations.justia.com/regulations/fedreg/2012/01/13/2012-530.html Notice - Submission for OMB Review; Comment Request 2012-01-13T00:00:00-08:00 2012-01-13T00:00:00-08:00 2012-530 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-530.pdf https://regulations.justia.com/regulations/fedreg/2012/01/13/2012-529.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-01-13T00:00:00-08:00 2012-01-13T00:00:00-08:00 2012-529 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-529.pdf https://regulations.justia.com/regulations/fedreg/2012/01/13/2012-528.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-01-13T00:00:00-08:00 2012-01-13T00:00:00-08:00 2012-528 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-528.pdf https://regulations.justia.com/regulations/fedreg/2012/01/13/2012-527.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the CBOE Stock Exchange Request for Quote Rules 2012-01-13T00:00:00-08:00 2012-01-13T00:00:00-08:00 2012-527 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-13/pdf/2012-527.pdf https://regulations.justia.com/regulations/fedreg/2012/01/12/2012-481.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove References to the Russell® 2000 Index (RUT) 2012-01-12T00:00:00-08:00 2012-01-12T00:00:00-08:00 2012-481 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-12/pdf/2012-481.pdf https://regulations.justia.com/regulations/fedreg/2012/01/12/2012-419.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Replacing Numerical Thresholds With Percentage Thresholds for the Investor Tiers' Volume Requirements 2012-01-12T00:00:00-08:00 2012-01-12T00:00:00-08:00 2012-419 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-12/pdf/2012-419.pdf https://regulations.justia.com/regulations/fedreg/2012/01/12/2012-418.html Notice - Central Securities Corporation; Notice of Application 2012-01-12T00:00:00-08:00 2012-01-12T00:00:00-08:00 2012-418 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-12/pdf/2012-418.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-322.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the Rockledge SectorSAM ETF Under NYSE Arca Equities Rule 8.600 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-322 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-322.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-321.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive PSX Port Pair Fees for Certain Newly-Added Routable Port Pairs 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-321 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-321.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-320.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Changing the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-320 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-320.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-319.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List to (1) Adopting a Trading License Fee for Calendar Year 2012 and (2) Eliminating the NYSE E-Broker® Hand Held Device Fee and the NYSE E-Broker® Hand Held Device-Opening and Closing Order Imbalances Only (Together the “Hand Held Device Fees”), the Fee for Approval of a Pre-Qualified Substitute, and the Badge Maintenance Fee 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-319 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-319.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-318.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Change the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-318 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-318.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-317.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Amend the Schedule of Rebates Paid to Supplemental Liquidity Providers for Providing Liquidity 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-317 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-317.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-316.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Eliminate the Clerk Badge Fee and the e-Broker Hand Held Device Fee 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-316 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-316.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-315.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Changing the Monthly Fees for the Use of Ports That Provide Connectivity to Its Equity Trading Systems 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-315 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-315.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-310.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Code of Arbitration Procedure for Industry Disputes To Preclude Collective Action Claims From Being Arbitrated 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-310 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-310.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-306.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-306 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-306.pdf https://regulations.justia.com/regulations/fedreg/2012/01/11/2012-305.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Certain Fee Programs in Connection With Its OTC Interest Rate Swap Clearing Offering 2012-01-11T00:00:00-08:00 2012-01-11T00:00:00-08:00 2012-305 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-11/pdf/2012-305.pdf https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-304.html Notice - Sunshine Act Meeting 2012-01-10T00:00:00-08:00 2012-01-10T00:00:00-08:00 2012-304 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-304.pdf https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-187.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2012-01-10T00:00:00-08:00 2012-01-10T00:00:00-08:00 2012-187 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-187.pdf https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-186.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2012-01-10T00:00:00-08:00 2012-01-10T00:00:00-08:00 2012-186 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-186.pdf https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-185.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund Under NYSE Arca Equities Rule 8.200 2012-01-10T00:00:00-08:00 2012-01-10T00:00:00-08:00 2012-185 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-185.pdf https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-184.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Delete Exchange Rule 795 “Member Officer or Director” 2012-01-10T00:00:00-08:00 2012-01-10T00:00:00-08:00 2012-184 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-184.pdf https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-183.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA's Code of Procedure 2012-01-10T00:00:00-08:00 2012-01-10T00:00:00-08:00 2012-183 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-183.pdf https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-182.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale 2012-01-10T00:00:00-08:00 2012-01-10T00:00:00-08:00 2012-182 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-182.pdf https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-181.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Implementation Date of the NYSE Arca Equities Rule 7400 Series, the Order Audit Trail System Rules, for Equity Trading Permit Holders That Are Not Financial Industry Regulatory Authority Members to March 31, 2012 2012-01-10T00:00:00-08:00 2012-01-10T00:00:00-08:00 2012-181 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-181.pdf https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-180.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposal To Amend the Definition of Theoretical Price 2012-01-10T00:00:00-08:00 2012-01-10T00:00:00-08:00 2012-180 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-180.pdf https://regulations.justia.com/regulations/fedreg/2012/01/10/2012-179.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2012-01-10T00:00:00-08:00 2012-01-10T00:00:00-08:00 2012-179 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-179.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-99.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-99 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-99.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-98.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With New CFTC DCO Regulations 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-98 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-98.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-97.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule With Respect to Public Customer Maker/Taker Fee (Rebate) and Connectivity Charges 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-97 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-97.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-96.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to DCO 60 Day Regulations 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-96 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-96.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-95.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Stock Execution Clerks 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-95 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-95.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-94.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the Trading and Compliance Data Package 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-94 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-94.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-93.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Exchange's Automated Improvement Mechanisms 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-93 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-93.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-84.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Establishing a Governmental Accounting Standards Board Accounting Support Fee 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-84 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-84.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-282.html Notice - Sunshine Act Meeting 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-282 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-282.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-112.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-112 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-112.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-111.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Access Service Fees 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-111 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-111.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-101.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX Market Exhaust Functionality 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-101 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-101.pdf https://regulations.justia.com/regulations/fedreg/2012/01/09/2012-100.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2012-01-09T00:00:00-08:00 2012-01-09T00:00:00-08:00 2012-100 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-100.pdf https://regulations.justia.com/regulations/fedreg/2012/01/06/2012-52.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to the MSCI EM Index 2012-01-06T00:00:00-08:00 2012-01-06T00:00:00-08:00 2012-52 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-06/pdf/2012-52.pdf https://regulations.justia.com/regulations/fedreg/2012/01/06/2012-46.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2012-01-06T00:00:00-08:00 2012-01-06T00:00:00-08:00 2012-46 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-06/pdf/2012-46.pdf https://regulations.justia.com/regulations/fedreg/2012/01/06/2011-33859.html Notice - Cantilever Capital, LLC and Cantilever Group, LLC; Notice of Application 2012-01-06T00:00:00-08:00 2012-01-06T00:00:00-08:00 2011-33859 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-06/pdf/2011-33859.pdf https://regulations.justia.com/regulations/fedreg/2012/01/06/2011-33858.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive BX Port Pair Fees for Certain Newly-Added Routable Port Pairs 2012-01-06T00:00:00-08:00 2012-01-06T00:00:00-08:00 2011-33858 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-06/pdf/2011-33858.pdf https://regulations.justia.com/regulations/fedreg/2012/01/05/2011-33826.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated and National Stock Exchange, Inc.; Order Granting Accelerated Approval to Proposed Rule Changes in Connection With the Proposed Acquisition of the National Stock Exchange, Inc. by CBOE Stock Exchange, LLC 2012-01-05T00:00:00-08:00 2012-01-05T00:00:00-08:00 2011-33826 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-05/pdf/2011-33826.pdf https://regulations.justia.com/regulations/fedreg/2012/01/05/2011-33825.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Rules Relating To the Creation of a Service To Provide Post-Trade Information 2012-01-05T00:00:00-08:00 2012-01-05T00:00:00-08:00 2011-33825 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-05/pdf/2011-33825.pdf https://regulations.justia.com/regulations/fedreg/2012/01/05/2011-33795.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3, Relating to Relative Performance Indexes 2012-01-05T00:00:00-08:00 2012-01-05T00:00:00-08:00 2011-33795 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-05/pdf/2011-33795.pdf https://regulations.justia.com/regulations/fedreg/2012/01/05/2011-33789.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule 2012-01-05T00:00:00-08:00 2012-01-05T00:00:00-08:00 2011-33789 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-05/pdf/2011-33789.pdf https://regulations.justia.com/regulations/fedreg/2012/01/04/2011-33746.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; C2 Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; NASDAQ OMX PHLX LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility 2012-01-04T00:00:00-08:00 2012-01-04T00:00:00-08:00 2011-33746 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-04/pdf/2011-33746.pdf https://regulations.justia.com/regulations/fedreg/2012/01/04/2011-33716.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fees for Equity and Debt Derivatives 2012-01-04T00:00:00-08:00 2012-01-04T00:00:00-08:00 2011-33716 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-04/pdf/2011-33716.pdf https://regulations.justia.com/regulations/fedreg/2012/01/04/2011-33715.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) to Remove the PNP Plus Order Type 2012-01-04T00:00:00-08:00 2012-01-04T00:00:00-08:00 2011-33715 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-04/pdf/2011-33715.pdf https://regulations.justia.com/regulations/fedreg/2012/01/04/2011-33714.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Regarding Suspension of a Participant's Trading Privileges on the Exchange 2012-01-04T00:00:00-08:00 2012-01-04T00:00:00-08:00 2011-33714 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-04/pdf/2011-33714.pdf https://regulations.justia.com/regulations/fedreg/2012/01/04/2011-33713.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to FLEX Options 2012-01-04T00:00:00-08:00 2012-01-04T00:00:00-08:00 2011-33713 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-04/pdf/2011-33713.pdf https://regulations.justia.com/regulations/fedreg/2012/01/03/2011-33776.html Notice - Sunshine Act Meeting 2012-01-03T00:00:00-08:00 2012-01-03T00:00:00-08:00 2011-33776 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-03/pdf/2011-33776.pdf https://regulations.justia.com/regulations/fedreg/2012/01/03/2011-33775.html Notice - Sunshine Act Meeting 2012-01-03T00:00:00-08:00 2012-01-03T00:00:00-08:00 2011-33775 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-03/pdf/2011-33775.pdf https://regulations.justia.com/regulations/fedreg/2012/01/03/2011-33625.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending for an Additional 12 Months the Pilot Program That Provides an Exception to NYSE Rule 2B by Permitting the Exchange's Equity Ownership Interest in BIDS Holdings L.P. 2012-01-03T00:00:00-08:00 2012-01-03T00:00:00-08:00 2011-33625 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-03/pdf/2011-33625.pdf https://regulations.justia.com/regulations/fedreg/2012/01/03/2011-33623.html Proposed Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds 2012-01-03T00:00:00-08:00 2012-01-03T00:00:00-08:00 2011-33623 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-01-03/pdf/2011-33623.pdf https://regulations.justia.com/regulations/fedreg/2012/01/03/2011-33614.html Proposed Rule - Prohibition Against Conflicts of Interest in Certain Securitizations 2012-01-03T00:00:00-08:00 2012-01-03T00:00:00-08:00 2011-33614 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-01-03/pdf/2011-33614.pdf