Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/01/30?limit=200&registers=between&mode=atom 2024-11-22T17:43:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-2034.html Notice - Sunshine Act Meeting 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-2034 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-2034.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1941.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish an NYBX Immediate-or-Cancel Order 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1941 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1941.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1918.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change Amending EDGA Rule 11.9 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1918 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1918.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1917.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 2012 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1917 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1917.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1916.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 2012 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1916 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1916.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1893.html Notice - Incapital LLC and Incapital Unit Trust; Notice of Application 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1893 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1893.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1892.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rule 5730 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1892 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1892.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1890.html Notice - GE Asset Management Incorporated, et al.; Notice of Application and Temporary Order 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1890 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1890.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1886.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1886 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1886.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1885.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1885 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1885.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1884.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1884 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1884.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1883.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 2012 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1883 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1883.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1882.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 2012 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1882 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1882.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1881.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1881 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1881.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1880.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 To Amend FINRA Rule 4560 (Short-Interest Reporting) 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1880 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1880.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1870.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1870 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1870.pdf https://regulations.justia.com/regulations/fedreg/2012/01/30/2012-1869.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointments in Hybrid 3.0 Classes 2012-01-30T00:00:00-08:00 2012-01-30T00:00:00-08:00 2012-1869 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-30/pdf/2012-1869.pdf