Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/01/24?limit=200&registers=between&mode=atom 2024-11-26T02:33:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1455.html Notice - In the Matter of Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.; Order of Suspension of Trading 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1455 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1455.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1290.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II Under NYSE Arca Equities Rule 8.200 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1290.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1289.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1289.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1288.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting NASDAQ OMX PSX To Accept Inbound Orders That Nasdaq Execution Services, LLC Routes in Its Capacity as a Facility of the NASDAQ Stock Market LLC 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1288 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1288.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1287.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1287 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1287.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1286.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q) 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1286 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1286.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1285.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1285 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1285.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1284.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1284 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1284.pdf https://regulations.justia.com/regulations/fedreg/2012/01/24/2012-1276.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) 2012-01-24T00:00:00-08:00 2012-01-24T00:00:00-08:00 2012-1276 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-24/pdf/2012-1276.pdf