Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/01/20?limit=200&registers=between&mode=atom 2024-11-22T17:45:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/01/20/C1-2011-33715.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) To Remove the PNP Plus Order Type 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 C1-2011-33715 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/C1-2011-33715.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1068.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1068 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1068.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1045.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1045 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1045.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1036.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend to January 17, 2013 the Implementation of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1036 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1036.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1035.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1035 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1035.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1034.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 4613(a)(2)(F) and (G) To Allow Exchange Market Makers To Opt Out of the Automated Quote Management Service 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1034 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1034.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1026.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1026 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1026.pdf https://regulations.justia.com/regulations/fedreg/2012/01/20/2012-1025.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-01-20T00:00:00-08:00 2012-01-20T00:00:00-08:00 2012-1025 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-01-20/pdf/2012-1025.pdf