Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/01/18?limit=200®isters=between&mode=atom2024-11-22T18:06:18-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-818.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-818Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-818.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-781.htmlNotice - Submission for OMB Review; Comment Request2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-781.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-780.htmlNotice - Submission for OMB Review; Comment Request2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-780.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-779.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Assess Fees for Derivative Securities Products2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-779Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-779.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-778.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Price List To Revise Its Schedule of Rebates Paid to Designated Market Makers for Providing Liquidity on the Exchange and To Delete References to Round and Odd Lot Transactions2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-778.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-777.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-777Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-777.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-776.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-776Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-776.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-775.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-775Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-775.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-774.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-774Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-774.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-773.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of The Pilot Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-773Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-773.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-772.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until July 31, 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-772.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-771.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Changes to Rule 6.512012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-771Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-771.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-770.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-770Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-770.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-769.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-769.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/18/2012-764.htmlNotice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 20122012-01-18T00:00:00-08:002012-01-18T00:00:00-08:002012-764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-18/pdf/2012-764.pdf