Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/01/10?limit=200®isters=between&mode=atom2024-11-26T02:24:52-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-304.htmlNotice - Sunshine Act Meeting2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-304.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-187.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-187Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-187.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-186.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-186Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-186.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-185.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund Under NYSE Arca Equities Rule 8.2002012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-185Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-185.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-184.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Delete Exchange Rule 795 “Member Officer or Director”2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-184Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-184.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-183.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA's Code of Procedure2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-183.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-182.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-182.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-181.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Implementation Date of the NYSE Arca Equities Rule 7400 Series, the Order Audit Trail System Rules, for Equity Trading Permit Holders That Are Not Financial Industry Regulatory Authority Members to March 31, 20122012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-181.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-180.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposal To Amend the Definition of Theoretical Price2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-180Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-180.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/10/2012-179.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center2012-01-10T00:00:00-08:002012-01-10T00:00:00-08:002012-179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-10/pdf/2012-179.pdf