Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/01/09?limit=200®isters=between&mode=atom2024-11-26T02:41:01-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-99.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-99Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-99.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-98.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With New CFTC DCO Regulations2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-98Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-98.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-97.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule With Respect to Public Customer Maker/Taker Fee (Rebate) and Connectivity Charges2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-97Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-97.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-96.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to DCO 60 Day Regulations2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-96Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-96.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-95.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Stock Execution Clerks2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-95Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-95.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-94.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the Trading and Compliance Data Package2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-94Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-94.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-93.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Exchange's Automated Improvement Mechanisms2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-93Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-93.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-84.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Establishing a Governmental Accounting Standards Board Accounting Support Fee2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-84Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-84.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-282.htmlNotice - Sunshine Act Meeting2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-282.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-112.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-112.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-111.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Access Service Fees2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-111.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-101.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX Market Exhaust Functionality2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-101Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-101.pdfhttps://regulations.justia.com/regulations/fedreg/2012/01/09/2012-100.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols2012-01-09T00:00:00-08:002012-01-09T00:00:00-08:002012-100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-01-09/pdf/2012-100.pdf