Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/30?limit=200&registers=between&mode=atom 2024-05-25T07:42:53-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33590.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33590 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33590.pdf https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33589.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Increase the Trading Activity Fee Rate for Transactions in Covered Equity Securities 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33589 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33589.pdf https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33587.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Its Automated Improvement Mechanism 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33587 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33587.pdf https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33585.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 103B, Which Governs the Allocation of Securities to DMMs 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33585 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33585.pdf https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33584.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2012 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33584 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33584.pdf https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33583.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Under Rule 107B Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2012 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33583 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33583.pdf https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33582.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Amex Equities Rule 103B, Which Governs the Allocation of Securities to DMMs 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33582 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33582.pdf https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33581.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rules 504 and 509 To Modify the Quoting Requirements Applicable to Designated Market Maker Units Registered in Nasdaq Stock Market Securities Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33581 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33581.pdf https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33580.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2012 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33580 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33580.pdf https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33579.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Under Rule 107B Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2012 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33579 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33579.pdf https://regulations.justia.com/regulations/fedreg/2011/12/30/2011-33578.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Amex Equities Rule 500 To Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2012 2011-12-30T00:00:00-08:00 2011-12-30T00:00:00-08:00 2011-33578 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-30/pdf/2011-33578.pdf