<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/15?registers=between Wed, 23 Apr 2025 15:56:19 -0700 Wed, 23 Apr 2025 15:56:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/15?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32219.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32219.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32219 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32219.pdf Notice - Wells Fargo Bank, N.A., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32169.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32169.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32169 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32169.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Request Permanent Approval of the Pilot Program to Permit NASDAQ OMX PSX to Accept Inbound Orders that Nasdaq Execution Services, LLC Routes in its Capacity as a Facility of The NASDAQ Stock Market LLC https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32167.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32167.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32167 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32167.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32166.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32166.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32166 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32166.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32165.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32165.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32165 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32165.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Post-Only Order https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32143.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32143.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32143 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32143.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Management of Liquidity Risk https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32142.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32142.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32142 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32142.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Minimum Life Order as a New Order Type https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32141.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32141.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32141 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32141.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permit Fees https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32140.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32140.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32140 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32140.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Permit Fee https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32139.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32139.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32139 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32139.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Relating to Manual Orders https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32138.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32138.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32138 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32138.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Modify Its Co-Location Fee Schedule Regarding Low Latency Network Connections; Correction https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32132.html https://regulations.justia.com/regulations/fedreg/2011/12/15/2011-32132.html Thu, 15 Dec 2011 00:00:00 -0800 2011-32132 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-15/pdf/2011-32132.pdf