Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/14?limit=200&registers=between&mode=atom 2024-05-10T05:14:51-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32164.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Allow the Mortgage-Backed Securities Division To Provide Guaranteed Settlement and Central Counterparty Services; Correction 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-32164 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32164.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32087.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-32087 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32087.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32067.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-32067 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32067.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32066.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.9 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-32066 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32066.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32034.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related to Complex Order Processing in Hybrid 3.0 Classes 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-32034 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32034.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32003.html Notice - Seasons Series Trust, et al.; Notice of Application 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-32003 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32003.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32001.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-32001 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32001.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-32000.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4613(a)(2)(D) To Clarify That the Designated Percentage for Rights and Warrants Is Thirty Percent 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-32000 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-32000.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31999.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-31999 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-31999.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31998.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-31998 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-31998.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31997.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Expand the Applicability of the Fails Charge to Agency Debt Securities Transactions 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-31997 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-31997.pdf https://regulations.justia.com/regulations/fedreg/2011/12/14/2011-31968.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2011-12-14T00:00:00-08:00 2011-12-14T00:00:00-08:00 2011-31968 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-14/pdf/2011-31968.pdf