<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/12?registers=between Thu, 02 May 2024 21:32:24 -0700 Thu, 02 May 2024 21:32:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/12?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31877.html https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31877.html Mon, 12 Dec 2011 00:00:00 -0800 2011-31877 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31877.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31764.html https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31764.html Mon, 12 Dec 2011 00:00:00 -0800 2011-31764 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31764.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.9 https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31763.html https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31763.html Mon, 12 Dec 2011 00:00:00 -0800 2011-31763 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31763.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Allow the Mortgage-Backed Securities Division To Provide Guaranteed Settlement and Central Counterparty Services https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31762.html https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31762.html Mon, 12 Dec 2011 00:00:00 -0800 2011-31762 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31762.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Whistleblower Claims in Arbitration https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31761.html https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31761.html Mon, 12 Dec 2011 00:00:00 -0800 2011-31761 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31761.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Existing Operational Arrangements Involving Eligibility of Securities https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31737.html https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31737.html Mon, 12 Dec 2011 00:00:00 -0800 2011-31737 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31737.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Legging Orders https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31736.html https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31736.html Mon, 12 Dec 2011 00:00:00 -0800 2011-31736 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31736.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31735.html https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31735.html Mon, 12 Dec 2011 00:00:00 -0800 2011-31735 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31735.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31734.html https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31734.html Mon, 12 Dec 2011 00:00:00 -0800 2011-31734 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31734.pdf