Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/12?limit=200&registers=between&mode=atom 2024-11-13T04:19:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31877.html Notice - Sunshine Act Meeting 2011-12-12T00:00:00-08:00 2011-12-12T00:00:00-08:00 2011-31877 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31877.pdf https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31764.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 2011-12-12T00:00:00-08:00 2011-12-12T00:00:00-08:00 2011-31764 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31764.pdf https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31763.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.9 2011-12-12T00:00:00-08:00 2011-12-12T00:00:00-08:00 2011-31763 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31763.pdf https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31762.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Allow the Mortgage-Backed Securities Division To Provide Guaranteed Settlement and Central Counterparty Services 2011-12-12T00:00:00-08:00 2011-12-12T00:00:00-08:00 2011-31762 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31762.pdf https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31761.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Whistleblower Claims in Arbitration 2011-12-12T00:00:00-08:00 2011-12-12T00:00:00-08:00 2011-31761 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31761.pdf https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31737.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Existing Operational Arrangements Involving Eligibility of Securities 2011-12-12T00:00:00-08:00 2011-12-12T00:00:00-08:00 2011-31737 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31737.pdf https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31736.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Legging Orders 2011-12-12T00:00:00-08:00 2011-12-12T00:00:00-08:00 2011-31736 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31736.pdf https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31735.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange 2011-12-12T00:00:00-08:00 2011-12-12T00:00:00-08:00 2011-31735 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31735.pdf https://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31734.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee 2011-12-12T00:00:00-08:00 2011-12-12T00:00:00-08:00 2011-31734 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31734.pdf