Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/12?limit=200®isters=between&mode=atom2024-11-13T04:19:06-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31877.htmlNotice - Sunshine Act Meeting2011-12-12T00:00:00-08:002011-12-12T00:00:00-08:002011-31877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31877.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31764.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.92011-12-12T00:00:00-08:002011-12-12T00:00:00-08:002011-31764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31764.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31763.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.92011-12-12T00:00:00-08:002011-12-12T00:00:00-08:002011-31763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31763.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31762.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Allow the Mortgage-Backed Securities Division To Provide Guaranteed Settlement and Central Counterparty Services2011-12-12T00:00:00-08:002011-12-12T00:00:00-08:002011-31762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31762.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31761.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Whistleblower Claims in Arbitration2011-12-12T00:00:00-08:002011-12-12T00:00:00-08:002011-31761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31761.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31737.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Existing Operational Arrangements Involving Eligibility of Securities2011-12-12T00:00:00-08:002011-12-12T00:00:00-08:002011-31737Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31737.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31736.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Legging Orders2011-12-12T00:00:00-08:002011-12-12T00:00:00-08:002011-31736Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31736.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31735.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange2011-12-12T00:00:00-08:002011-12-12T00:00:00-08:002011-31735Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31735.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/12/2011-31734.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee2011-12-12T00:00:00-08:002011-12-12T00:00:00-08:002011-31734Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-12/pdf/2011-31734.pdf