<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/09?registers=between Tue, 22 Apr 2025 23:25:23 -0700 Tue, 22 Apr 2025 23:25:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/09?registers=between Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Relating to Its Cleared Only OTC FX Swap Offering https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31641.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31641.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31641 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31641.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Its Rules an Existing Policy Related to the Application of NYSE Amex Options Rule 935NY https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31633.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31633.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31633 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31633.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend FINRA Rule 4512 (Customer Account Information) https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31632.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31632.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31632 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31632.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Transaction Execution Fee and Credit Schedule in Rule 7018 https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31631.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31631.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31631 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31631.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31608.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31608.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31608 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31608.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31607.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31607.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31607 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31607.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Adopt NASD Rule 2320 (Best Execution and Interpositioning) and Interpretive Material (“IM”) 2320 as FINRA Rule 5310 in the Consolidated Rulebook https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31606.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31606.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31606 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31606.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Its Rules an Existing Policy Related to the Application of NYSE Arca Options Rule 6.47A https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31605.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31605.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31605 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31605.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 72 Priority of Bids and Offers and Allocation of Executions https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31604.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31604.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31604 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31604.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Firm Related Equity Option Cap https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31603.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31603.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31603 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31603.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 72 Priority of Bids and Offers and Allocation of Executions https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31602.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31602.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31602 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31602.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Order Approving Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31601.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31601.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31601 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31601.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Order Approving Proposed Rule Change With Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31600.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31600.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31600 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31600.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Routing Fees for PSX https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31599.html https://regulations.justia.com/regulations/fedreg/2011/12/09/2011-31599.html Fri, 09 Dec 2011 00:00:00 -0800 2011-31599 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-09/pdf/2011-31599.pdf