Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/08?limit=200&registers=between&mode=atom 2024-11-12T07:18:42-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31524.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31524 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31524.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31485.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees for BX 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31485 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31485.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31483.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31483 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31483.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31482.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31482 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31482.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31481.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct NOM Rules 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31481 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31481.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31480.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31480 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31480.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31479.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify a Practice in Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31479 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31479.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31478.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Clearing of Real Estate Index Futures Contracts 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31478 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31478.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31477.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31477 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31477.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31476.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31476 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31476.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31475.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31475 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31475.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31474.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104(a)(1)(A) To Reflect That Designated Market Maker Unit Quoting Requirements Are Based on Consolidated Average Daily Volume 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31474 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31474.pdf https://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31473.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104(a)(1)(A) To Reflect That Designated Market Maker Unit Quoting Requirements Are Based on Consolidated Average Daily Volume 2011-12-08T00:00:00-08:00 2011-12-08T00:00:00-08:00 2011-31473 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31473.pdf