Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/12/08?limit=200®isters=between&mode=atom2024-11-12T07:18:42-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31524.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31524Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31524.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31485.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees for BX2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31485.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31483.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31483Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31483.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31482.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31482.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31481.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct NOM Rules2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31481.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31480.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $12011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31480.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31479.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify a Practice in Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31479Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31479.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31478.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Clearing of Real Estate Index Futures Contracts2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31478Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31478.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31477.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31477Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31477.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31476.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31476Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31476.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31475.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31475Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31475.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31474.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104(a)(1)(A) To Reflect That Designated Market Maker Unit Quoting Requirements Are Based on Consolidated Average Daily Volume2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31474Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31474.pdfhttps://regulations.justia.com/regulations/fedreg/2011/12/08/2011-31473.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104(a)(1)(A) To Reflect That Designated Market Maker Unit Quoting Requirements Are Based on Consolidated Average Daily Volume2011-12-08T00:00:00-08:002011-12-08T00:00:00-08:002011-31473Noticehttp://www.gpo.gov/fdsys/pkg/FR-2011-12-08/pdf/2011-31473.pdf