Securities and Exchange Commission December 5, 2011 – Federal Register Recent Federal Regulation Documents

Results 1 - 11 of 11
Sunshine Act Meeting
Document Number: 2011-31264
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31264.html
ZipGlobal Holdings, Inc., Symbollon Pharmaceuticals, Inc., Microholdings US, Inc., ComCam International, Inc., Outfront Companies, Augrid Global Holdings Corp., 1st Global Financial, Corp.; Order of Suspension of Trading
Document Number: 2011-31261
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31261.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the QView Service
Document Number: 2011-31110
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31110.html
Submission for OMB Review; Comment Request
Document Number: 2011-31103
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31103.html
Submission for OMB Review; Comment Request
Document Number: 2011-31102
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31102.html
Proposed Collection; Comment Request
Document Number: 2011-31101
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31101.html
Submission for OMB Review; Comment Request
Document Number: 2011-31100
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31100.html
AllianceBernstein Cap Fund, Inc., et al.; Notice of Application
Document Number: 2011-31099
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
SUMMARY OF APPLICATION: Applicants request an order to permit open-end management investment companies relying on rule 12d1-2 under the Act to invest in certain financial instruments.
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31099.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Short Duration High Yield Bond ETF Under NYSE Arca Equities Rule 8.600
Document Number: 2011-31045
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31045.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund Under NYSE Arca Equities Rule 8.600
Document Number: 2011-31044
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31044.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Amend the By-Laws of The NASDAQ OMX Group, Inc.
Document Number: 2011-31043
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/12/05/2011-31043.html
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