<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/23?registers=between Wed, 01 May 2024 07:53:59 -0700 Wed, 01 May 2024 07:53:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/23?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA's Code of Procedure https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30255.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30255.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30255 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30255.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Clearing Options on the CBOE Silver Volatility Index https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30227.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30227.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30227 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30227.pdf Notice - Bandon Capital Management, LLC and Northern Lights Fund Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30226.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30226.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30226 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30226.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30225.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30225.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30225 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30225.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30220.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30220.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30220 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30220.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30219.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30219.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30219 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30219.pdf Notice - Proposed Extension of Existing Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30218.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30218.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30218 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30218.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Rockledge SectorSAM ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30202.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30202.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30202 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30202.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Professional Routing Fee to the BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30201.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30201.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30201 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30201.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Expanding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30200.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30200.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30200 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30200.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Expanding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30199.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30199.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30199 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30199.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Weeklys Program https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30198.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30198.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30198 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30198.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Rules To Expand the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30197.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30197.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30197 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30197.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule To Increase the Number of Series Permitted Per Class in the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30196.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30196.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30196 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30196.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule to Expand the Short Term Options Series Program https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30195.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30195.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30195 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30195.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; C2 Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; NASDAX OMX PHLX LLC; Notice of a Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30193.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30193.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30193 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30193.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Simplify the $1 Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30192.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30192.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30192 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30192.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30191.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30191.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30191 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30191.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify That CBSX Will Process Only Round-Lot Orders of HOLDRS https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30180.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30180.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30180 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30180.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Perform a Test of Routing Functionality https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30179.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30179.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30179 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30179.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Perform a Test of Routing Functionality https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30178.html https://regulations.justia.com/regulations/fedreg/2011/11/23/2011-30178.html Wed, 23 Nov 2011 00:00:00 -0800 2011-30178 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-23/pdf/2011-30178.pdf