<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/21?registers=between Tue, 30 Apr 2024 01:08:07 -0700 Tue, 30 Apr 2024 01:08:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/21?registers=between Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Proposed Interpretive Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory Activities, to Underwriters of Municipal Securities https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29970.html https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29970.html Mon, 21 Nov 2011 00:00:00 -0800 2011-29970 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29970.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29873.html https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29873.html Mon, 21 Nov 2011 00:00:00 -0800 2011-29873 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29873.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to the Exchange Rule 795, Member Officer or Director https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29872.html https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29872.html Mon, 21 Nov 2011 00:00:00 -0800 2011-29872 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29872.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Quote Risk Monitor Mechanism https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29871.html https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29871.html Mon, 21 Nov 2011 00:00:00 -0800 2011-29871 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29871.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Provide for Clearing of Additional Single Name Investment Grade CDS Contracts https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29870.html https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29870.html Mon, 21 Nov 2011 00:00:00 -0800 2011-29870 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29870.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Renew Existing Pilot Program for an Additional Fourteen Months https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29869.html https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29869.html Mon, 21 Nov 2011 00:00:00 -0800 2011-29869 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29869.pdf Rule - Rescission of Outdated Rules and Forms, and Amendments To Correct References https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29096.html https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29096.html Mon, 21 Nov 2011 00:00:00 -0800 2011-29096 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29096.pdf