Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/21?limit=200&registers=between&mode=atom 2021-04-15T09:53:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29970.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Proposed Interpretive Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory Activities, to Underwriters of Municipal Securities 2011-11-21T00:00:00-08:00 2011-11-21T00:00:00-08:00 2011-29970 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29970.pdf https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29873.html Notice - Submission for OMB Review; Comment Request 2011-11-21T00:00:00-08:00 2011-11-21T00:00:00-08:00 2011-29873 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29873.pdf https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29872.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to the Exchange Rule 795, Member Officer or Director 2011-11-21T00:00:00-08:00 2011-11-21T00:00:00-08:00 2011-29872 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29872.pdf https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29871.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Quote Risk Monitor Mechanism 2011-11-21T00:00:00-08:00 2011-11-21T00:00:00-08:00 2011-29871 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29871.pdf https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29870.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Provide for Clearing of Additional Single Name Investment Grade CDS Contracts 2011-11-21T00:00:00-08:00 2011-11-21T00:00:00-08:00 2011-29870 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29870.pdf https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29869.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Renew Existing Pilot Program for an Additional Fourteen Months 2011-11-21T00:00:00-08:00 2011-11-21T00:00:00-08:00 2011-29869 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29869.pdf https://regulations.justia.com/regulations/fedreg/2011/11/21/2011-29096.html Rule - Rescission of Outdated Rules and Forms, and Amendments To Correct References 2011-11-21T00:00:00-08:00 2011-11-21T00:00:00-08:00 2011-29096 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-11-21/pdf/2011-29096.pdf