Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/18?limit=200&registers=between&mode=atom 2024-11-23T09:35:32-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/11/18/C1-2011-28716.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, etc. 2011-11-18T00:00:00-08:00 2011-11-18T00:00:00-08:00 C1-2011-28716 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/C1-2011-28716.pdf https://regulations.justia.com/regulations/fedreg/2011/11/18/C1-2011-28694.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order on CBOE Stock Exchange 2011-11-18T00:00:00-08:00 2011-11-18T00:00:00-08:00 C1-2011-28694 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/C1-2011-28694.pdf https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29969.html Notice - Sunshine Act Meeting 2011-11-18T00:00:00-08:00 2011-11-18T00:00:00-08:00 2011-29969 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/2011-29969.pdf https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29802.html Rule - Reporting Line for the Commission's Ethics Counsel 2011-11-18T00:00:00-08:00 2011-11-18T00:00:00-08:00 2011-29802 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/2011-29802.pdf https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29786.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules 2011-11-18T00:00:00-08:00 2011-11-18T00:00:00-08:00 2011-29786 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/2011-29786.pdf https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29746.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide a Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A 2011-11-18T00:00:00-08:00 2011-11-18T00:00:00-08:00 2011-29746 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/2011-29746.pdf