<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/18?registers=between Mon, 06 May 2024 00:54:09 -0700 Mon, 06 May 2024 00:54:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/18?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, etc. https://regulations.justia.com/regulations/fedreg/2011/11/18/C1-2011-28716.html https://regulations.justia.com/regulations/fedreg/2011/11/18/C1-2011-28716.html Fri, 18 Nov 2011 00:00:00 -0800 C1-2011-28716 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/C1-2011-28716.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order on CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2011/11/18/C1-2011-28694.html https://regulations.justia.com/regulations/fedreg/2011/11/18/C1-2011-28694.html Fri, 18 Nov 2011 00:00:00 -0800 C1-2011-28694 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/C1-2011-28694.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29969.html https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29969.html Fri, 18 Nov 2011 00:00:00 -0800 2011-29969 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/2011-29969.pdf Rule - Reporting Line for the Commission's Ethics Counsel https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29802.html https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29802.html Fri, 18 Nov 2011 00:00:00 -0800 2011-29802 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/2011-29802.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29786.html https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29786.html Fri, 18 Nov 2011 00:00:00 -0800 2011-29786 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/2011-29786.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide a Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29746.html https://regulations.justia.com/regulations/fedreg/2011/11/18/2011-29746.html Fri, 18 Nov 2011 00:00:00 -0800 2011-29746 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-18/pdf/2011-29746.pdf