<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/17?registers=between Wed, 27 Nov 2024 00:39:42 -0800 Wed, 27 Nov 2024 00:39:42 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29853.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29853.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29853 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29853.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Audit Trail System Definitions of Index Arbitrage Trade and Program Trade https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29723.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29723.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29723 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29723.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers (“DMMs”) https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29679.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29679.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29679 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29679.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29678.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29678.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29678 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29678.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Requirement That its Members Pass the DTR Examination Prior To Registering https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29677.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29677.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29677 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29677.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Modify the Fees Relating to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29676.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29676.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29676 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29676.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29675.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29675.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29675 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29675.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29674.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29674.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29674 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29674.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Routing Fees to C2 https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29673.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29673.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29673 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29673.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees and Rebates for Certain Complex Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29672.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29672.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29672 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29672.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29671.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29671.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29671 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29671.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating To a New Daily Report Subscription for Security Position Reports https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29670.html https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29670.html Thu, 17 Nov 2011 00:00:00 -0800 2011-29670 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29670.pdf