Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/17?limit=200&registers=between&mode=atom 2024-04-16T11:55:20-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29853.html Notice - Sunshine Act Meeting 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29853 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29853.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29723.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Audit Trail System Definitions of Index Arbitrage Trade and Program Trade 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29723 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29723.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29679.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers (“DMMs”) 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29679 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29679.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29678.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29678 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29678.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29677.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Requirement That its Members Pass the DTR Examination Prior To Registering 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29677 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29677.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29676.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Modify the Fees Relating to Qualified Contingent Cross Orders 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29676 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29676.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29675.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc. 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29675 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29675.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29674.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc. 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29674 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29674.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29673.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Routing Fees to C2 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29673 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29673.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29672.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees and Rebates for Certain Complex Orders Executed on the Exchange 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29672 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29672.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29671.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Orders Executed on the Exchange 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29671 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29671.pdf https://regulations.justia.com/regulations/fedreg/2011/11/17/2011-29670.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating To a New Daily Report Subscription for Security Position Reports 2011-11-17T00:00:00-08:00 2011-11-17T00:00:00-08:00 2011-29670 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-17/pdf/2011-29670.pdf