<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/16?registers=between Sat, 23 Nov 2024 09:52:17 -0800 Sat, 23 Nov 2024 09:52:17 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/16?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to Adopt Rules in Connection With S&P 500 Option Variance Basket Trades https://regulations.justia.com/regulations/fedreg/2011/11/16/2011-29578.html https://regulations.justia.com/regulations/fedreg/2011/11/16/2011-29578.html Wed, 16 Nov 2011 00:00:00 -0800 2011-29578 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-16/pdf/2011-29578.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Complex Order Rebates and Fees for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2011/11/16/2011-29510.html https://regulations.justia.com/regulations/fedreg/2011/11/16/2011-29510.html Wed, 16 Nov 2011 00:00:00 -0800 2011-29510 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-16/pdf/2011-29510.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2011/11/16/2011-29509.html https://regulations.justia.com/regulations/fedreg/2011/11/16/2011-29509.html Wed, 16 Nov 2011 00:00:00 -0800 2011-29509 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-16/pdf/2011-29509.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Option Fee Disputes https://regulations.justia.com/regulations/fedreg/2011/11/16/2011-29507.html https://regulations.justia.com/regulations/fedreg/2011/11/16/2011-29507.html Wed, 16 Nov 2011 00:00:00 -0800 2011-29507 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-16/pdf/2011-29507.pdf Rule - Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF https://regulations.justia.com/regulations/fedreg/2011/11/16/2011-28549.html https://regulations.justia.com/regulations/fedreg/2011/11/16/2011-28549.html Wed, 16 Nov 2011 00:00:00 -0800 2011-28549 Rule http://www.gpo.gov/fdsys/pkg/FR-2011-11-16/pdf/2011-28549.pdf