<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/15?registers=between Thu, 02 May 2024 18:11:14 -0700 Thu, 02 May 2024 18:11:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/15?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29623.html https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29623.html Tue, 15 Nov 2011 00:00:00 -0800 2011-29623 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-15/pdf/2011-29623.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29622.html https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29622.html Tue, 15 Nov 2011 00:00:00 -0800 2011-29622 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-15/pdf/2011-29622.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Investor Support Program, Offer an Additional Liquidity Provider Credit Through a Pre-Market Investor Program, and Make Other Changes to Pricing for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29442.html https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29442.html Tue, 15 Nov 2011 00:00:00 -0800 2011-29442 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-15/pdf/2011-29442.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to C2 https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29441.html https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29441.html Tue, 15 Nov 2011 00:00:00 -0800 2011-29441 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-15/pdf/2011-29441.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 2, Amending Section 101 of the NYSE Amex Company Guide To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company, November 8, 2011 https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29440.html https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29440.html Tue, 15 Nov 2011 00:00:00 -0800 2011-29440 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-15/pdf/2011-29440.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 2, Amending Sections 102.01 and 103.01 of the Exchange's Listed Company Manual Adopting Additional Listing Requirements for Companies Applying to List After Consummation of a “Reverse Merger” With a Shell Company https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29439.html https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29439.html Tue, 15 Nov 2011 00:00:00 -0800 2011-29439 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-15/pdf/2011-29439.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, Adopting Additional Listing Requirements for Companies Applying To List After Consummation of a “Reverse Merger” With a Shell Company https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29412.html https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29412.html Tue, 15 Nov 2011 00:00:00 -0800 2011-29412 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-15/pdf/2011-29412.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Another Tier to an Existing Rebate Program for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29392.html https://regulations.justia.com/regulations/fedreg/2011/11/15/2011-29392.html Tue, 15 Nov 2011 00:00:00 -0800 2011-29392 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-15/pdf/2011-29392.pdf