<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/14?registers=between Tue, 30 Apr 2024 16:49:23 -0700 Tue, 30 Apr 2024 16:49:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/14?registers=between Notice - Rovac Corp., RS Group of Companies, Inc., Rymer Foods, Inc. Stratus Services Group, Inc., Sun Cal Energy, Inc., Sun Motor International, Inc., Surebet Casinos, Inc., and Swiss Medica, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29414.html https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29414.html Mon, 14 Nov 2011 00:00:00 -0800 2011-29414 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-14/pdf/2011-29414.pdf Notice - RMD Technologies, Inc., Rockwall Holdings, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29413.html https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29413.html Mon, 14 Nov 2011 00:00:00 -0800 2011-29413 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-14/pdf/2011-29413.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29300.html https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29300.html Mon, 14 Nov 2011 00:00:00 -0800 2011-29300 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-14/pdf/2011-29300.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 4524 (Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29254.html https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29254.html Mon, 14 Nov 2011 00:00:00 -0800 2011-29254 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-14/pdf/2011-29254.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29253.html https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29253.html Mon, 14 Nov 2011 00:00:00 -0800 2011-29253 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-14/pdf/2011-29253.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29252.html https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29252.html Mon, 14 Nov 2011 00:00:00 -0800 2011-29252 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-14/pdf/2011-29252.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29251.html https://regulations.justia.com/regulations/fedreg/2011/11/14/2011-29251.html Mon, 14 Nov 2011 00:00:00 -0800 2011-29251 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-14/pdf/2011-29251.pdf