Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2011/11/10?limit=200&registers=between&mode=atom 2021-04-11T04:08:55-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2011/11/10/C1-2011-27900.html Notice - Investment Advisers Act of 1940; In the Matter of Creative Investment Research, Inc., 1050 17th Street NW., Suite 1000, Washington, DC 20036; Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 C1-2011-27900 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/C1-2011-27900.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29163.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Adopt ICC's Enhanced Margin Methodology (the “Decomp Model”) 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29163 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29163.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29114.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Allow FINRA To Grant Exemptions From Certain Equity Trade Reporting Obligations for Certain Alternative Trading Systems 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29114 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29114.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29113.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29113 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29113.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29112.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Order Audit Trail System Rules 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29112 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29112.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29111.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Process for the Qualification of the Customer Large Trade Discount 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29111 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29111.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29110.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify its Co-Location Fee Schedule Regarding Low Latency Network Connections 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29110 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29110.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29109.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Rule 7034 Regarding Low Latency Network Connections 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29109 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29109.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29108.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Modify Rule 7034 Regarding Low Latency Network Connections 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29108 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29108.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29107.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29107 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29107.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29106.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29106 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29106.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29105.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29105 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29105.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29104.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29104 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29104.pdf https://regulations.justia.com/regulations/fedreg/2011/11/10/2011-29103.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees 2011-11-10T00:00:00-08:00 2011-11-10T00:00:00-08:00 2011-29103 Notice http://www.gpo.gov/fdsys/pkg/FR-2011-11-10/pdf/2011-29103.pdf